| 1 |
SIT INVESTMENT ASSOCIATES INC |
497,897 |
4,947,000 |
15.37% |
|
|
| 2 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
495,112 |
4,919,000 |
15.29% |
|
|
| 3 |
Bulldog Investors, LLP |
433,772 |
4,310,000 |
13.39% |
|
|
| 4 |
Commonwealth Equity Services, Inc |
313,020 |
3,110,000 |
9.66% |
|
|
| 5 |
Advisors Asset Management, Inc. |
311,341 |
3,095,000 |
9.62% |
|
|
| 6 |
MARINER INVESTMENT GROUP LLC |
258,465 |
2,568,000 |
7.98% |
|
|
| 7 |
Thomas J. Herzfeld Advisors, Inc. |
186,010 |
1,848,000 |
5.74% |
|
|
| 8 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
107,498 |
1,068,000 |
3.32% |
|
|
| 9 |
RAYMOND JAMES & ASSOCIATES |
105,170 |
1,045,000 |
3.25% |
|
|
| 10 |
Windsor Capital Management, LLC |
93,929 |
933,000 |
2.90% |
|
|
| 11 |
DOLIVER ADVISORS, LP |
85,936 |
854,000 |
2.65% |
|
|
| 12 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
59,233 |
588,000 |
1.83% |
|
|
| 13 |
TFS CAPITAL LLC |
45,260 |
450,000 |
1.40% |
|
|
| 14 |
Cambridge Investment Research Advisors, Inc. |
37,849 |
376,000 |
1.17% |
|
|
| 15 |
UBS AG |
33,236 |
330,000 |
1.03% |
|
|
| 16 |
ROYAL BANK OF CANADA |
29,659 |
295,000 |
0.92% |
|
|
| 17 |
MSI Financial Services Inc |
26,206 |
260,000 |
0.81% |
|
|
| 18 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
21,404 |
213,000 |
0.66% |
|
|
| 19 |
MORGAN STANLEY |
19,777 |
196,000 |
0.61% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
16,230 |
161,000 |
0.50% |
|
|
| 21 |
ALLIANCEBERNSTEIN L.P. |
15,953 |
158,000 |
0.49% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
15,301 |
152,000 |
0.47% |
|
|
| 23 |
SHEPHERD KAPLAN KROCHUK, LLC |
13,020 |
129,000 |
0.40% |
|
|
| 24 |
SIGNATUREFD, LLC |
4,730 |
47,000 |
0.15% |
|
|
| 25 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,377 |
33,551 |
0.10% |
|
|
| 26 |
Partnervest Advisory Services LLC |
2,719 |
27,000 |
0.08% |
|
|
| 27 |
D.A. DAVIDSON & CO. |
2,100 |
20,000 |
0.06% |
|
|
| 28 |
People's United Financial, Inc. |
1,500 |
15,000 |
0.05% |
|
|
| 29 |
Cordasco Financial Network |
1,125 |
11,000 |
0.03% |
|
|
| 30 |
AMERIPRISE FINANCIAL INC |
1,000 |
10,000 |
0.03% |
|
|
| 31 |
Waverly Advisors, LLC |
555 |
6,000 |
0.02% |
|
|
| 32 |
Tower Research Capital LLC (TRC) |
379 |
4,000 |
0.01% |
|
|
| 33 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
347 |
3,000 |
0.01% |
|
|
