| 1 |
SIT INVESTMENT ASSOCIATES INC |
580,566 |
6,212,000 |
14.85% |
|
|
| 2 |
Relative Value Partners, LLC |
538,648 |
5,764,000 |
13.78% |
|
|
| 3 |
MARINER INVESTMENT GROUP LLC |
513,883 |
5,499,000 |
13.14% |
|
|
| 4 |
Bulldog Investors, LLP |
433,772 |
4,641,000 |
11.09% |
|
|
| 5 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
427,263 |
4,572,000 |
10.93% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
303,499 |
3,247,000 |
7.76% |
|
|
| 7 |
Commonwealth Equity Services, Inc |
298,448 |
3,193,000 |
7.63% |
|
|
| 8 |
Thomas J. Herzfeld Advisors, Inc. |
194,605 |
2,082,000 |
4.98% |
|
|
| 9 |
RAYMOND JAMES & ASSOCIATES |
121,534 |
1,300,000 |
3.11% |
|
|
| 10 |
Windsor Capital Management, LLC |
92,446 |
989,000 |
2.36% |
|
|
| 11 |
Advisors Asset Management, Inc. |
70,401 |
753,000 |
1.80% |
|
|
| 12 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
58,478 |
626,000 |
1.50% |
|
|
| 13 |
DOLIVER ADVISORS, LP |
56,781 |
608,000 |
1.45% |
|
|
| 14 |
Cambridge Investment Research Advisors, Inc. |
37,798 |
404,000 |
0.97% |
|
|
| 15 |
ROYAL BANK OF CANADA |
28,651 |
307,000 |
0.73% |
|
|
| 16 |
MSI Financial Services Inc |
26,521 |
284,000 |
0.68% |
|
|
| 17 |
UBS AG |
24,181 |
259,000 |
0.62% |
|
|
| 18 |
Independence Trust CO |
21,892 |
234,000 |
0.56% |
|
|
| 19 |
MORGAN STANLEY |
18,702 |
200,000 |
0.48% |
|
|
| 20 |
WELLS FARGO & COMPANY/MN |
15,201 |
163,000 |
0.39% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
15,130 |
162,000 |
0.39% |
|
|
| 22 |
SHEPHERD KAPLAN KROCHUK, LLC |
13,020 |
139,000 |
0.33% |
|
|
| 23 |
SIGNATUREFD, LLC |
4,730 |
51,000 |
0.12% |
|
|
| 24 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,377 |
36,134 |
0.09% |
|
|
| 25 |
Partnervest Advisory Services LLC |
2,719 |
29,000 |
0.07% |
|
|
| 26 |
D.A. DAVIDSON & CO. |
2,100 |
22,000 |
0.05% |
|
|
| 27 |
People's United Financial, Inc. |
1,500 |
16,000 |
0.04% |
|
|
| 28 |
NEXT Financial Group, Inc |
1,475 |
15,000 |
0.04% |
|
|
| 29 |
Cordasco Financial Network |
1,125 |
12,000 |
0.03% |
|
|
| 30 |
AMERIPRISE FINANCIAL INC |
1,000 |
11,000 |
0.03% |
|
|
| 31 |
Waverly Advisors, LLC |
555 |
6,000 |
0.01% |
|
|
| 32 |
Tower Research Capital LLC (TRC) |
79 |
1,000 |
0.00% |
|
|
