| 1 |
Knoll Capital Management, LLC |
3,370,822 |
12,000,000 |
25.15% |
|
|
| 2 |
BlackRock Institutional Trust Company, N.A. |
1,681,107 |
5,934,000 |
12.44% |
|
|
| 3 |
VANGUARD GROUP INC |
1,309,898 |
4,624,000 |
9.69% |
|
|
| 4 |
BlackRock Fund Advisors |
992,386 |
3,503,000 |
7.34% |
|
|
| 5 |
Talkot Capital, LLC |
842,995 |
2,976,000 |
6.24% |
|
|
| 6 |
STATE STREET CORP |
460,742 |
1,626,000 |
3.41% |
|
|
| 7 |
NORTHERN TRUST CORP |
435,674 |
1,538,000 |
3.22% |
|
|
| 8 |
Noven Financial Group, Inc. |
238,390 |
842,000 |
1.76% |
|
|
| 9 |
GEODE CAPITAL MANAGEMENT, LLC |
233,811 |
825,000 |
1.73% |
|
|
| 10 |
GROUP ONE TRADING LLC |
232,081 |
819,000 |
1.72% |
|
|
| 11 |
MORGAN STANLEY |
213,951 |
755,000 |
1.58% |
|
|
| 12 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
213,208 |
753,000 |
1.58% |
|
|
| 13 |
Bank of New York Mellon Corp |
202,398 |
715,000 |
1.50% |
|
|
| 14 |
Trellus Management Company, LLC |
170,000 |
600,000 |
1.26% |
|
|
| 15 |
Index Management Solutions, LLC |
165,488 |
584,000 |
1.22% |
|
|
| 16 |
CREDIT SUISSE AG/ |
156,206 |
552,000 |
1.16% |
|
|
| 17 |
TIAA CREF INVESTMENT MANAGEMENT LLC |
150,629 |
532,000 |
1.12% |
|
|
| 18 |
DAFNA Capital Management LLC |
150,000 |
530,000 |
1.11% |
|
SH |
| 19 |
SABBY MANAGEMENT, LLC |
140,800 |
497,000 |
1.04% |
|
|
| 20 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
138,500 |
489,000 |
1.02% |
Put |
|
| 21 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
135,000 |
477,000 |
1.00% |
|
|
| 22 |
CITADEL ADVISORS LLC |
122,443 |
432,000 |
0.91% |
|
|
| 23 |
BlackRock Investment Management, LLC |
121,969 |
431,000 |
0.90% |
|
|
| 24 |
TUDOR INVESTMENT CORP ET AL |
112,800 |
398,000 |
0.83% |
|
|
| 25 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
106,200 |
375,000 |
0.79% |
Call |
|
| 26 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
93,313 |
329,000 |
0.69% |
|
|
| 27 |
WOLVERINE ASSET MANAGEMENT LLC |
91,500 |
322,000 |
0.67% |
|
|
| 28 |
Schonfeld Group Holdings LLC |
81,000 |
286,000 |
0.60% |
|
|
| 29 |
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
75,145 |
265,000 |
0.56% |
|
|
| 30 |
AMERICAN INTERNATIONAL GROUP, INC. |
64,079 |
226,199 |
0.47% |
|
|
| 31 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
58,200 |
206,000 |
0.43% |
|
|
| 32 |
TEACHERS ADVISORS, LLC |
55,895 |
197,000 |
0.41% |
|
|
| 33 |
STONERIDGE INVESTMENT PARTNERS LLC |
53,166 |
188,000 |
0.39% |
|
|
| 34 |
GHP Investment Advisors, Inc. |
50,000 |
177,000 |
0.37% |
|
|
| 35 |
PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC |
39,629 |
140,000 |
0.29% |
|
|
| 36 |
ALLIANCEBERNSTEIN L.P. |
32,700 |
115,000 |
0.24% |
|
|
| 37 |
Nationwide Fund Advisors |
31,865 |
112,000 |
0.23% |
|
|
| 38 |
RHUMBLINE ADVISERS |
31,478 |
111,000 |
0.23% |
|
|
| 39 |
D. E. Shaw & Co., Inc. |
30,000 |
106,000 |
0.22% |
|
|
| 40 |
VOYA INVESTMENT MANAGEMENT LLC |
28,004 |
99,000 |
0.21% |
|
|
| 41 |
TFS CAPITAL LLC |
27,682 |
98,000 |
0.21% |
|
|
| 42 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
27,745 |
98,000 |
0.21% |
|
|
| 43 |
Verition Fund Management LLC |
26,706 |
94,000 |
0.20% |
|
|
| 44 |
BANK OF MONTREAL /CAN/ |
26,700 |
94,000 |
0.20% |
Put |
|
| 45 |
BANK OF AMERICA CORP /DE/ |
26,517 |
94,000 |
0.20% |
|
|
| 46 |
BLACKROCK ADVISORS LLC |
26,275 |
93,000 |
0.19% |
|
|
| 47 |
FRONTIER INVESTMENT MGMT CO |
25,000 |
88,000 |
0.18% |
|
|
| 48 |
HIGHBRIDGE CAPITAL MANAGEMENT LLC |
23,669 |
83,000 |
0.17% |
|
|
| 49 |
Capital Impact Advisors, LLC |
22,904 |
81,000 |
0.17% |
|
|
| 50 |
BANK OF MONTREAL /CAN/ |
20,964 |
74,000 |
0.16% |
|
|
