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AMPIO PHARMACEUTICALS INC
AMPIO PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 86 Institutional holders with a total value of $47,709,028.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 UBS AG 20,300 72,000 0.15% Call
52 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 20,500 72,000 0.15%
53 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 19,457 69,000 0.14%
54 BROWN ADVISORY INC 16,700 59,000 0.12%
55 ProShare Advisors LLC 16,255 57,000 0.12%
56 LPL Financial LLC 15,775 56,000 0.12%
57 Spot Trading L.L.C 14,309 51,000 0.11%
58 Spot Trading L.L.C 14,400 51,000 0.11% Put
59 ROYAL BANK OF CANADA 14,470 51,000 0.11%
60 Evanson Asset Management, LLC 14,302 50,000 0.10%
61 NEXT Financial Group, Inc 14,000 49,000 0.10%
62 JFS WEALTH ADVISORS, LLC 14,020 49,000 0.10%
63 PRINCIPAL FINANCIAL GROUP INC 13,611 48,000 0.10%
64 STEVENS CAPITAL MANAGEMENT LP 12,993 46,000 0.10%
65 OPPENHEIMER & CO INC 10,051 35,000 0.07%
66 SEMPER AUGUSTUS INVESTMENTS GROUP LLC 10,000 35,000 0.07%
67 WealthTrust Axiom LLC 10,000 35,000 0.07%
68 DEARBORN PARTNERS LLC 10,000 35,000 0.07%
69 Legal & General Group Plc 8,050 29,000 0.06%
70 PNC FINANCIAL SERVICES GROUP, INC. 6,000 22,000 0.05%
71 Vantage Investment Advisors, LLC 6,250 22,000 0.05%
72 UBS AG 6,300 22,000 0.05% Put
73 Tower Research Capital LLC (TRC) 5,407 19,000 0.04%
74 WELLS FARGO & COMPANY/MN 4,932 17,000 0.04%
75 Corbenic Partners LLC 4,000 14,000 0.03%
76 DEUTSCHE BANK AG\ 3,812 13,000 0.03%
77 CITIGROUP INC 3,302 12,000 0.03%
78 BARCLAYS PLC 3,704 12,000 0.03%
79 BNP PARIBAS FINANCIAL MARKETS 2,501 8,829 0.02%
80 TCI Wealth Advisors, Inc. 1,525 5,000 0.01%
81 Spot Trading L.L.C 1,000 4,000 0.01% Call
82 BlackRock Finance, Inc. 987 3,000 0.01%
83 Creative Planning 292 1,000 0.00%
84 Jump Trading, LLC 300 1,000 0.00% Call
85 LADENBURG THALMANN FINANCIAL SERVICES INC. 250 1,000 0.00%
86 AMERIPRISE FINANCIAL INC 20 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.