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AMPIO PHARMACEUTICALS INC
AMPIO PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 72 Institutional holders with a total value of $41,990,733.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 LPL Financial LLC 10,400 36,000 0.09%
52 WOLVERINE ASSET MANAGEMENT LLC 10,000 34,000 0.08%
53 WealthTrust Axiom LLC 10,000 34,000 0.08%
54 COURIER CAPITAL LLC 10,000 34,000 0.08%
55 SEMPER AUGUSTUS INVESTMENTS GROUP LLC 10,000 34,000 0.08%
56 CITIGROUP INC 8,827 30,000 0.07%
57 Legal & General Group Plc 8,050 27,000 0.06%
58 UBS Group AG 6,400 22,000 0.05% Put
59 Vantage Investment Advisors, LLC 6,250 21,000 0.05%
60 Corbenic Partners LLC 4,000 14,000 0.03%
61 BANK OF AMERICA CORP /DE/ 3,300 11,000 0.03%
62 DEUTSCHE BANK AG\ 3,426 11,000 0.03%
63 ROYAL BANK OF CANADA 2,000 7,000 0.02%
64 BARCLAYS PLC 2,430 7,000 0.02%
65 TCI Wealth Advisors, Inc. 1,525 5,000 0.01%
66 UBS Group AG 1,485 5,000 0.01%
67 NEW ENGLAND SECURITIES CORP /MA/ 900 3,000 0.01%
68 BlackRock Finance, Inc. 987 3,000 0.01%
69 BANK OF MONTREAL /CAN/ 872 3,000 0.01%
70 LADENBURG THALMANN FINANCIAL SERVICES INC. 250 1,000 0.00%
71 Creative Planning 292 1,000 0.00%
72 Simplicity Solutions, LLC 205 703 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.