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DBX ETF TR
DBX ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 21 Institutional holders with a total value of $23,169,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 3D ASSET MANAGEMENT, INC 341,925 8,890,000 38.37%
2 RAYMOND JAMES & ASSOCIATES 69,878 1,817,000 7.84%
3 IFC Holdings Incorporated/FL 60,506 1,572,000 6.78%
4 Atria Investments, Inc 52,398 1,362,000 5.88%
5 JANE STREET GROUP, LLC 50,543 1,314,000 5.67%
6 BANK OF AMERICA CORP /DE/ 47,142 1,226,000 5.29%
7 Virtu KCG Holdings LLC 44,360 1,153,000 4.98%
8 NewSquare Capital LLC 36,220 942,000 4.07%
9 Raymond James Financial Services Advisors, Inc. 32,377 842,000 3.63%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 29,944 779,000 3.36%
11 Commonwealth Equity Services, Inc 27,082 704,000 3.04%
12 MORGAN STANLEY 20,485 533,000 2.30%
13 CITADEL ADVISORS LLC 18,880 491,000 2.12%
14 LPL Financial LLC 18,094 470,000 2.03%
15 Simplicity Solutions, LLC 16,448 428,000 1.85%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,385 244,000 1.05%
17 Cambridge Investment Research Advisors, Inc. 8,301 216,000 0.93%
18 WELLS FARGO & COMPANY/MN 5,082 133,000 0.57%
19 ROYAL BANK OF CANADA 1,310 34,000 0.15%
20 UBS Group AG 731 19,000 0.08%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.