| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Beaumont Financial Partners, LLC | 996,517 | 26,986,000 | 42.64% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 911,073 | 24,672,000 | 38.98% | ||
| 3 | ENVESTNET ASSET MANAGEMENT INC | 290,995 | 7,880,000 | 12.45% | ||
| 4 | Jefferies Group LLC | 40,389 | 1,094,000 | 1.73% | ||
| 5 | JANE STREET GROUP, LLC | 38,001 | 1,029,000 | 1.63% | ||
| 6 | Argentus Capital Management, LLC | 20,557 | 557,000 | 0.88% | ||
| 7 | KMS FINANCIAL SERVICES, INC | 18,292 | 496,000 | 0.78% | ||
| 8 | Advisory Services Network, LLC | 11,659 | 316,000 | 0.50% | ||
| 9 | Commonwealth Equity Services, Inc | 7,630 | 207,000 | 0.33% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 531 | 14,000 | 0.02% | ||
| 11 | WFG Advisors, LP | 400 | 11,000 | 0.02% | ||
| 12 | MORGAN STANLEY | 362 | 10,000 | 0.02% | ||
| 13 | Shamrock Asset Management LLC | 334 | 9,000 | 0.01% | ||
| 14 | Creative Planning | 193 | 5,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
