| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,497,304 | 40,961,000 | 33.15% | ||
| 2 | Cambridge Investment Research Advisors, Inc. | 1,265,013 | 34,623,000 | 28.02% | ||
| 3 | Beaumont Financial Partners, LLC | 1,138,415 | 31,158,000 | 25.22% | ||
| 4 | ENVESTNET ASSET MANAGEMENT INC | 247,546 | 6,775,000 | 5.48% | ||
| 5 | GOLDMAN SACHS GROUP INC | 124,449 | 3,406,000 | 2.76% | ||
| 6 | BRIGHT ROCK CAPITAL MANAGEMENT, LLC | 98,200 | 2,688,000 | 2.18% | ||
| 7 | LPL Financial LLC | 56,251 | 1,529,000 | 1.24% | ||
| 8 | Argentus Capital Management, LLC | 26,415 | 723,000 | 0.59% | ||
| 9 | Virtu KCG Holdings LLC | 19,385 | 531,000 | 0.43% | ||
| 10 | KMS FINANCIAL SERVICES, INC | 17,981 | 492,000 | 0.40% | ||
| 11 | Advisory Services Network, LLC | 11,417 | 312,000 | 0.25% | ||
| 12 | Commonwealth Equity Services, Inc | 9,135 | 250,000 | 0.20% | ||
| 13 | ROYAL BANK OF CANADA | 2,721 | 74,000 | 0.06% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 689 | 19,000 | 0.02% | ||
| 15 | WFG Advisors, LP | 400 | 11,000 | 0.01% | ||
| 16 | MORGAN STANLEY | 362 | 10,000 | 0.01% | ||
| 17 | Shamrock Asset Management LLC | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
