Dark
Light
System
Security
SPDR Series Trust KBW Regional
SPDR Series Trust KBW Regional. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 16 Institutional holders with a total value of $55,769,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CYPRESS CAPITAL MANAGEMENT LLC 396,585 16,411,000 29.43%
2 AVIANCE CAPITAL MANAGEMENT, LLC 390,813 16,172,000 29.00%
3 1834 INVESTMENT ADVISORS CO 139,234 5,762,000 10.33%
4 Carnegie Investment Counsel 133,703 5,533,000 9.92%
5 FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 84,975 3,516,000 6.30%
6 NORTH STAR ASSET MANAGEMENT INC 68,070 2,817,000 5.05%
7 PATTEN & PATTEN INC/TN 46,675 1,931,000 3.46%
8 HOLLENCREST CAPITAL MANAGEMENT 15,607 646,000 1.16%
9 ROTHSCHILD INVESTMENT LLC /IL 13,400 554,000 0.99%
10 Belmont Global Advisors, Inc. 12,800 530,000 0.95%
11 CYPRESS ASSET MANAGEMENT INC/TX 11,425 473,000 0.85%
12 KEELEY ASSET MANAGEMENT CORP 9,500 393,000 0.70%
13 Coe Capital Management, LLC 8,510 352,000 0.63%
14 TRAIN BABCOCK ADVISORS LLC 6,500 269,000 0.48%
15 LOEB PARTNERS CORP 5,000 207,000 0.37%
16 CONDOR CAPITAL MANAGEMENT 4,896 203,000 0.36%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.