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SPDR Series Trust KBW Regional
SPDR Series Trust KBW Regional. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 15 Institutional holders with a total value of $120,100,673.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Curi Capital, LLC 1,444,000 55,449,000 46.17% Put
2 MENDON CAPITAL ADVISORS CORP 1,425,000 54,720,000 45.56% Put
3 PATTEN & PATTEN INC/TN 52,768 2,026,000 1.69%
4 FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 46,767 1,796,000 1.50%
5 AVIANCE CAPITAL MANAGEMENT, LLC 35,036 1,345,000 1.12%
6 NORTH STAR ASSET MANAGEMENT INC 31,835 1,222,000 1.02%
7 CHARTIST INC /CA/ 23,611 906,673 0.75%
8 ROTHSCHILD INVESTMENT LLC /IL 18,275 702,000 0.58%
9 Stillwater Capital Advisors, LLC 10,749 413,000 0.34%
10 CYPRESS ASSET MANAGEMENT INC/TX 9,950 382,000 0.32%
11 1834 INVESTMENT ADVISORS CO 9,423 362,000 0.30%
12 HOLLENCREST CAPITAL MANAGEMENT 6,790 261,000 0.22%
13 CABOT WEALTH MANAGEMENT INC 6,661 256,000 0.21%
14 TRAIN BABCOCK ADVISORS LLC 6,250 240,000 0.20%
15 Bollard Group LLC 519 20,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.