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ASTORIA FINL CORP COM
ASTORIA FINL CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 160 Institutional holders with a total value of $1,227,964,535.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DIMENSIONAL FUND ADVISORS LP 8,265,817 126,714,000 10.32%
2 VANGUARD GROUP INC 7,259,983 111,295,000 9.06%
3 BlackRock Fund Advisors 5,975,221 91,600,000 7.46%
4 MORGAN STANLEY 4,545,007 69,675,000 5.67%
5 Clearbridge Investments, LLC 4,307,736 66,038,000 5.38%
6 AQR ARBITRAGE LLC 4,302,859 65,963,000 5.37%
7 EARNEST PARTNERS LLC 3,149,179 48,277,000 3.93%
8 BlackRock Institutional Trust Company, N.A. 2,298,503 35,236,000 2.87%
9 UBS Group AG 2,103,666 32,249,000 2.63%
10 NORGES BANK 2,091,966 32,070,000 2.61%
11 NORTHERN TRUST CORP 1,987,352 30,466,000 2.48%
12 STATE STREET CORP 1,716,082 26,310,000 2.14%
13 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,710,458 26,221,000 2.14%
14 RENAISSANCE TECHNOLOGIES LLC 1,629,950 24,987,000 2.03%
15 PRUDENTIAL PLC 1,539,100 23,594,000 1.92%
16 VICTORY CAPITAL MANAGEMENT INC 1,449,479 22,221,000 1.81%
17 JPMORGAN CHASE & CO 1,418,969 21,753,000 1.77%
18 EMERALD ACQUISITION LTD. 1,204,282 18,458,000 1.50%
19 Magnetar Financial LLC 1,174,418 18,004,000 1.47%
20 Polaris Capital Management, LLC 1,106,904 16,969,000 1.38%
21 Bank of New York Mellon Corp 1,024,112 15,699,000 1.28%
22 BANK OF AMERICA CORP /DE/ 916,335 14,047,000 1.14%
23 Hutchin Hill Capital, LP 833,155 12,772,000 1.04%
24 WATER ISLAND CAPITAL LLC 737,465 11,305,000 0.92%
25 CHICAGO CAPITAL MANAGEMENT, LLC 730,109 11,193,000 0.91%
26 MENDON CAPITAL ADVISORS CORP 725,000 11,114,000 0.91%
27 CITIGROUP INC 718,852 11,020,000 0.90%
28 PRINCIPAL FINANCIAL GROUP INC 654,550 10,035,000 0.82%
29 LONGFELLOW INVESTMENT MANAGEMENT CO LLC 650,670 9,975,000 0.81%
30 GEODE CAPITAL MANAGEMENT, LLC 618,781 9,485,000 0.77%
31 NEW YORK STATE COMMON RETIREMENT FUND 595,600 9,131,000 0.74%
32 GABELLI FUNDS LLC 584,000 8,953,000 0.73%
33 COWEN INC. 495,700 7,599,000 0.62%
34 AMERIPRISE FINANCIAL INC 489,160 7,499,000 0.61%
35 TWO SIGMA INVESTMENTS, LP 467,824 7,172,000 0.58%
36 Invesco Ltd. 441,862 6,774,000 0.55%
37 Smith, Graham & Co., Investment Advisors, LP 432,497 6,630,000 0.54%
38 BlackRock Investment Management, LLC 419,122 6,425,000 0.52%
39 Brandywine Global Investment Management, LLC 415,488 6,370,000 0.52%
40 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 411,598 6,310,000 0.51%
41 DEUTSCHE BANK AG\ 402,453 6,167,000 0.50%
42 WELLS FARGO & COMPANY/MN 361,854 5,548,000 0.45%
43 Mizuho Trust & Banking Co., Ltd. 329,200 5,047,000 0.41%
44 D. E. Shaw & Co., Inc. 324,049 4,968,000 0.40%
45 TWO SIGMA ADVISERS, LP 297,810 4,565,000 0.37%
46 TIAA CREF INVESTMENT MANAGEMENT LLC 296,859 4,551,000 0.37%
47 SG Americas Securities, LLC 260,028 3,986,000 0.32%
48 SOCIETE GENERALE 260,028 3,986,000 0.32%
49 GAMCO INVESTORS, INC. ET AL 257,500 3,947,000 0.32%
50 PARAMETRIC PORTFOLIO ASSOCIATES LLC 240,693 3,690,000 0.30%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.