Dark
Light
System
Security
ASTORIA FINL CORP COM
ASTORIA FINL CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 175 Institutional holders with a total value of $1,497,477,528.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DIMENSIONAL FUND ADVISORS LP 8,242,983 153,732,000 10.27%
2 VANGUARD GROUP INC 7,777,412 145,049,000 9.69%
3 BlackRock Fund Advisors 7,455,789 139,050,000 9.29%
4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 5,943,959 110,855,000 7.40%
5 Clearbridge Investments, LLC 4,287,861 79,969,000 5.34%
6 MILLENNIUM MANAGEMENT LLC 3,082,011 57,480,000 3.84%
7 EARNEST PARTNERS LLC 2,772,580 51,709,000 3.45%
8 BlackRock Institutional Trust Company, N.A. 2,349,736 43,823,000 2.93%
9 NORTHERN TRUST CORP 2,015,991 37,598,000 2.51%
10 STATE STREET CORP 1,987,683 37,072,000 2.48%
11 Bain Capital Public Equity Management, LLC 1,864,954 34,781,000 2.32%
12 PRUDENTIAL PLC 1,489,500 27,779,000 1.86%
13 EJF Capital LP 1,271,700 23,717,000 1.58%
14 BANK OF AMERICA CORP /DE/ 1,246,820 23,253,000 1.55%
15 VICTORY CAPITAL MANAGEMENT INC 1,227,958 22,901,000 1.53%
16 RENAISSANCE TECHNOLOGIES LLC 1,173,900 21,893,000 1.46%
17 CITADEL ADVISORS LLC 1,161,914 21,670,000 1.45%
18 Bank of New York Mellon Corp 1,148,287 21,415,000 1.43%
19 SAMLYN CAPITAL, LLC 1,102,905 20,569,000 1.37%
20 UBS Group AG 1,083,672 20,210,000 1.35%
21 NORGES BANK 786,160 14,662,000 0.98%
22 MENDON CAPITAL ADVISORS CORP 785,000 14,640,000 0.98%
23 LORD, ABBETT & CO. LLC 746,200 13,917,000 0.93%
24 Invesco Ltd. 713,691 13,310,000 0.89%
25 GEODE CAPITAL MANAGEMENT, LLC 698,340 13,024,000 0.87%
26 PRINCIPAL FINANCIAL GROUP INC 688,173 12,834,000 0.86%
27 Zweig-DiMenna Associates LLC 684,348 12,763,000 0.85%
28 TWO SIGMA INVESTMENTS, LP 670,164 12,499,000 0.83%
29 NEW YORK STATE COMMON RETIREMENT FUND 645,500 12,039,000 0.80%
30 GABELLI FUNDS LLC 615,000 11,470,000 0.77%
31 JACOBS ASSET MANAGEMENT, LLC 605,670 11,296,000 0.75%
32 Clover Partners, L.P. 550,000 10,258,000 0.69%
33 BlackRock Investment Management, LLC 500,921 9,342,000 0.62%
34 Smith, Graham & Co., Investment Advisors, LP 492,747 9,190,000 0.61%
35 AMERIPRISE FINANCIAL INC 476,278 8,882,000 0.59%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 456,190 8,508,000 0.57%
37 TWO SIGMA ADVISERS, LP 409,910 7,645,000 0.51%
38 TIAA CREF INVESTMENT MANAGEMENT LLC 390,942 7,291,000 0.49%
39 Monarch Partners Asset Management LLC 389,725 7,268,000 0.49%
40 WELLS FARGO & COMPANY/MN 367,762 6,859,000 0.46%
41 GAMCO INVESTORS, INC. ET AL 356,420 6,647,000 0.44%
42 MORGAN STANLEY 311,154 5,803,000 0.39%
43 WATER ISLAND CAPITAL LLC 298,898 5,574,000 0.37%
44 FSI GROUP, LLC 275,000 5,129,000 0.34%
45 GOLDMAN SACHS GROUP INC 265,916 4,959,000 0.33%
46 MARSHALL WACE, LLP 263,244 4,910,000 0.33%
47 KENNEDY CAPITAL MANAGEMENT LLC 249,762 4,658,000 0.31%
48 D. E. Shaw & Co., Inc. 241,958 4,512,000 0.30%
49 BALYASNY ASSET MANAGEMENT L.P. 233,279 4,351,000 0.29%
50 JPMORGAN CHASE & CO 221,175 4,125,000 0.28%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.