Dark
Light
System
Security
ASTRAZENECA PLC
ASTRAZENECA PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 494 Institutional holders with a total value of $8,893,191,897.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 3,000 0 0.00% Put
2 EDGE ADVISORS, LLC 66 1,000 0.00%
3 JAMES INVESTMENT RESEARCH, INC. 35 1,000 0.00%
4 Stanford Investment Group, Inc. 26 1,000 0.00%
5 FNY PARTNERS FUND LP 50 1,000 0.00% Call
6 PFLUG KOORY, LLC 68 2,000 0.00%
7 Glassman Wealth Services 87 2,000 0.00%
8 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 57 2,000 0.00%
9 WealthTrust-Arizona, LLC 80 2,000 0.00%
10 Hartford Financial Management Inc. 70 2,000 0.00%
11 Lowe Wealth Advisors, LLC 100 3,000 0.00%
12 HOWE & RUSLING INC 122 3,000 0.00%
13 Tower Research Capital LLC (TRC) 100 3,000 0.00%
14 ADVANTAGE INVESTMENT MANAGEMENT, LLC 100 3,000 0.00%
15 DUBUQUE BANK & TRUST CO 100 3,000 0.00%
16 Barnett & Company, Inc. 162 4,000 0.00%
17 BELLWETHER INVESTMENT GROUP, LLC 130 4,000 0.00%
18 TCI Wealth Advisors, Inc. 130 4,000 0.00%
19 COUNTRY TRUST BANK 200 5,000 0.00%
20 INTELLECTUS PARTNERS, LLC 200 5,000 0.00%
21 DREMAN VALUE MANAGEMENT, L L C 180 5,000 0.00%
22 Cornerstone Advisors, Inc. 178 5,000 0.00%
23 IBEX WEALTH ADVISORS 191 5,000 0.00%
24 CITY HOLDING CO 173 5,000 0.00%
25 INTEGRATED WEALTH COUNSEL, LLC 180 5,000 0.00%
26 Jefferies Group LLC 235 6,000 0.00%
27 ADIRONDACK TRUST CO 220 6,000 0.00%
28 Tortoise Investment Management, LLC 228 6,000 0.00%
29 MV CAPITAL MANAGEMENT, INC. 242 7,000 0.00%
30 GLOBAL RETIREMENT PARTNERS, LLC 259 7,000 0.00%
31 Kistler-Tiffany Companies, LLC 304 8,000 0.00%
32 Cable Hill Partners, LLC 295 8,000 0.00%
33 Vantage Investment Advisors, LLC 296 8,000 0.00%
34 ARMBRUSTER CAPITAL MANAGEMENT, INC. 300 8,000 0.00%
35 Mercer Capital Advisers, Inc. 300 8,000 0.00%
36 CT Financial Advisors LLC 300 8,196 0.00%
37 1832 Asset Management L.P. 322 9,000 0.00%
38 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 382 10,000 0.00%
39 KRILOGY FINANCIAL LLC 350 10,000 0.00%
40 PACIFIC CENTER FOR FINANCIAL SERVICES 350 10,000 0.00%
41 Commonwealth Financial Services, LLC 423 11,000 0.00%
42 BELL ROCK CAPITAL LLC 400 11,000 0.00%
43 Allworth Financial LP 401 11,000 0.00%
44 CRIBSTONE CAPITAL MANAGEMENT, LLC 400 11,000 0.00%
45 WELLS FARGO & COMPANY/MN 100,800 11,000 0.00% Call
46 RPG FAMILY WEALTH ADVISORY, LLC 420 11,474 0.00%
47 Winslow, Evans & Crocker, Inc. 422 11,530 0.00%
48 ROYAL FUND MANAGEMENT, LLC 455 12,000 0.00%
49 Private Ocean, LLC 242 13,000 0.00%
50 ROBLE, BELKO & COMPANY, INC 520 14,000 0.00%
Page 1 of 10

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.