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NOVARTIS AG
NOVARTIS AG. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 5 Institutional holders with a total value of $2,995,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Joel Isaacson & Co., LLC 16,293 1,383,000 46.18%
2 Cullen Capital Management, LLC 10,900 925,000 30.88%
3 SILVERCREST ASSET MANAGEMENT GROUP LLC 5,200 442,000 14.76%
4 CANANDAIGUA NATIONAL BANK & TRUST CO 2,400 203,000 6.78%
5 TOCQUEVILLE ASSET MANAGEMENT L.P. 500 42,000 1.40%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.