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NOVARTIS AG
NOVARTIS AG. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 5 Institutional holders with a total value of $3,225,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Joel Isaacson & Co., LLC 15,718 1,423,000 44.12%
2 Cullen Capital Management, LLC 10,900 987,000 30.60%
3 SILVERCREST ASSET MANAGEMENT GROUP LLC 5,200 471,000 14.60%
4 CANANDAIGUA NATIONAL BANK & TRUST CO 2,400 218,000 6.76%
5 TOCQUEVILLE ASSET MANAGEMENT L.P. 1,390 126,000 3.91%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.