Dark
Light
System
Security
AU OPTRONICS CORP
AU OPTRONICS CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 78 Institutional holders with a total value of $193,014,071.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DIMENSIONAL FUND ADVISORS LP 18,201,381 76,244,000 39.50%
2 VANGUARD GROUP INC 9,781,294 40,984,000 21.23%
3 ACADIAN ASSET MANAGEMENT LLC 5,080,058 21,287,000 11.03%
4 Segantii Capital Management Ltd 2,742,778 11,608,000 6.01%
5 CREDIT SUISSE AG/ 1,471,681 6,166,000 3.19%
6 MORGAN STANLEY 1,261,319 5,285,000 2.74%
7 CANADA PENSION PLAN INVESTMENT BOARD 1,042,096 4,366,000 2.26%
8 STATE STREET CORP 836,684 3,504,000 1.82%
9 Aperio Group, LLC 576,669 2,416,000 1.25%
10 BANK OF AMERICA CORP /DE/ 402,714 1,687,000 0.87%
11 Legal & General Group Plc 393,850 1,647,000 0.85%
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 305,900 1,282,000 0.66%
13 JANE STREET GROUP, LLC 279,749 1,172,000 0.61%
14 MILLENNIUM MANAGEMENT LLC 270,787 1,135,000 0.59%
15 RENAISSANCE TECHNOLOGIES LLC 261,300 1,095,000 0.57%
16 BlueCrest Capital Management LLP 247,026 1,035,000 0.54%
17 D. E. Shaw & Co., Inc. 225,362 944,000 0.49%
18 BNP PARIBAS FINANCIAL MARKETS 217,200 910,068 0.47%
19 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 205,200 860,000 0.45%
20 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 195,725 820,000 0.42%
21 PARAMETRIC PORTFOLIO ASSOCIATES LLC 194,175 814,000 0.42%
22 TWO SIGMA INVESTMENTS, LP 179,759 753,000 0.39%
23 STRS OHIO 160,000 670,000 0.35%
24 NORDEA INVESTMENT MANAGEMENT AB 128,192 537,000 0.28%
25 Mitsubishi UFJ Trust & Banking Corp 125,400 525,000 0.27%
26 HSBC HOLDINGS PLC 123,500 517,000 0.27%
27 CAUSEWAY CAPITAL MANAGEMENT LLC 102,712 430,000 0.22%
28 DekaBank Deutsche Girozentrale 99,700 418,000 0.22%
29 TWO SIGMA ADVISERS, LP 77,686 326,000 0.17%
30 A.R.T. Advisors, LLC 74,575 312,000 0.16%
31 DEUTSCHE BANK AG\ 72,557 302,000 0.16%
32 WEDBUSH SECURITIES INC 62,700 263,000 0.14%
33 GOLDMAN SACHS GROUP INC 60,787 255,000 0.13%
34 World Asset Management Inc 52,348 219,000 0.11%
35 ROYAL BANK OF CANADA 46,860 196,000 0.10%
36 COMERICA BANK 45,167 189,000 0.10%
37 Laird Norton Wetherby Wealth Management, LLC 42,768 179,000 0.09%
38 TDAM USA INC. 33,646 141,000 0.07%
39 BlackRock Institutional Trust Company, N.A. 32,723 137,000 0.07%
40 RUSSELL FRANK CO/ 25,577 113,000 0.06%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,146 110,000 0.06%
42 WESTPAC BANKING CORP 26,200 109,778 0.06%
43 Cubist Systematic Strategies, LLC 22,892 96,000 0.05%
44 Invesco Ltd. 21,672 91,000 0.05%
45 Dynamic Technology Lab Private Ltd 17,875 75,000 0.04%
46 Cutter & CO Brokerage, Inc. 17,525 73,000 0.04%
47 AVIVA PLC 16,221 68,000 0.04%
48 NORTHERN TRUST CORP 15,628 65,000 0.03%
49 Virtu KCG Holdings LLC 14,256 60,000 0.03%
50 CITADEL ADVISORS LLC 13,580 57,000 0.03%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.