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AU Optronics Corp
AU Optronics Corp. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 78 Institutional holders with a total value of $198,651,404.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DIMENSIONAL FUND ADVISORS LP 18,165,320 75,585,000 38.05%
2 VANGUARD GROUP INC 10,578,414 44,006,000 22.15%
3 ACADIAN ASSET MANAGEMENT LLC 5,070,563 21,091,000 10.62%
4 Segantii Capital Management Ltd 2,690,722 11,364,000 5.72%
5 CREDIT SUISSE AG/ 2,088,505 8,688,000 4.37%
6 MORGAN STANLEY 1,267,589 5,273,000 2.65%
7 CANADA PENSION PLAN INVESTMENT BOARD 1,042,096 4,335,000 2.18%
8 STATE STREET CORP 917,545 3,816,000 1.92%
9 Aperio Group, LLC 636,166 2,646,000 1.33%
10 RENAISSANCE TECHNOLOGIES LLC 559,000 2,325,000 1.17%
11 BANK OF AMERICA CORP /DE/ 467,643 1,945,000 0.98%
12 Point72 Asset Management, L.P. 383,552 1,596,000 0.80%
13 Legal & General Group Plc 340,050 1,413,000 0.71%
14 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 333,900 1,390,000 0.70%
15 MILLENNIUM MANAGEMENT LLC 310,380 1,291,000 0.65%
16 DEUTSCHE BANK AG\ 297,466 1,235,000 0.62%
17 HSBC HOLDINGS PLC 217,295 907,000 0.46%
18 BNP PARIBAS FINANCIAL MARKETS 217,200 903,552 0.45%
19 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 205,200 854,000 0.43%
20 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 195,725 814,000 0.41%
21 PARAMETRIC PORTFOLIO ASSOCIATES LLC 192,967 803,000 0.40%
22 STRS OHIO 160,000 666,000 0.34%
23 D. E. Shaw & Co., Inc. 154,129 641,000 0.32%
24 Mitsubishi UFJ Trust & Banking Corp 125,400 522,000 0.26%
25 DekaBank Deutsche Girozentrale 99,700 415,000 0.21%
26 Lingohr Asset Management GmbH 97,000 404,000 0.20%
27 CAUSEWAY CAPITAL MANAGEMENT LLC 97,112 404,000 0.20%
28 A.R.T. Advisors, LLC 56,875 236,000 0.12%
29 WEDBUSH SECURITIES INC 54,200 225,000 0.11%
30 World Asset Management Inc 49,628 206,000 0.10%
31 Laird Norton Wetherby Wealth Management, LLC 43,623 181,000 0.09%
32 COMERICA BANK 43,193 180,000 0.09%
33 OXFORD ASSET MANAGEMENT LLP 36,017 150,000 0.08%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,400 147,000 0.07% Call
35 FEDERATED HERMES, INC. 35,400 147,000 0.07%
36 Virtu KCG Holdings LLC 34,687 144,000 0.07%
37 TDAM USA INC. 33,646 140,000 0.07%
38 BOGLE INVESTMENT MANAGEMENT L P /DE/ 30,960 128,000 0.06%
39 WESTPAC BANKING CORP 26,200 108,992 0.05%
40 RUSSELL FRANK CO/ 25,577 106,000 0.05%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,415 106,000 0.05%
42 ROYAL BANK OF CANADA 21,362 89,000 0.04%
43 CITADEL ADVISORS LLC 20,962 87,000 0.04%
44 Invesco Ltd. 20,638 86,000 0.04%
45 Cetera Advisors LLC 18,151 75,000 0.04%
46 PEAK6 Group LLC 17,646 73,000 0.04%
47 Cutter & CO Brokerage, Inc. 17,525 73,000 0.04%
48 TWO SIGMA ADVISERS, LP 16,807 70,000 0.04%
49 NORTHERN TRUST CORP 16,200 67,000 0.03%
50 GOLDMAN SACHS GROUP INC 15,995 67,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.