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AU Optronics Corp
AU Optronics Corp. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 100 Institutional holders with a total value of $416,958,400.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 THOMPSON DAVIS & CO., INC. 18 0 0.00%
2 BARCLAYS PLC 148 0 0.00%
3 First Horizon Advisors, Inc. 73 0 0.00%
4 SIGNATUREFD, LLC 95 0 0.00%
5 Winslow, Evans & Crocker, Inc. 10 46 0.00%
6 RISK PARADIGM GROUP, LLC 221 985 0.00%
7 Brookstone Capital Management 226 1,000 0.00%
8 ClariVest Asset Management LLC 118 1,000 0.00%
9 Weaver C. Barksdale & Associates, Inc. 268 1,000 0.00%
10 Lehman Financial Resources, Inc. 520 2,000 0.00%
11 LS Investment Advisors, LLC 360 2,000 0.00%
12 Cornerstone Advisors, Inc. 344 2,000 0.00%
13 PNC FINANCIAL SERVICES GROUP, INC. 736 3,000 0.00%
14 Tower Research Capital LLC (TRC) 799 4,000 0.00%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 836 4,000 0.00%
16 AMERICAN INTERNATIONAL GROUP, INC. 1,237 5,517 0.00%
17 PEAK6 Group LLC 1,300 6,000 0.00% Call
18 Quantbot Technologies LP 1,700 7,000 0.00%
19 LAZARD ASSET MANAGEMENT LLC 2,600 11,000 0.00%
20 GLENMEDE TRUST CO NA 3,309 13,000 0.00%
21 Legal & General Group Plc 3,200 14,000 0.00%
22 JAMES INVESTMENT RESEARCH, INC. 3,500 16,000 0.00%
23 US BANCORP \DE\ 4,037 18,000 0.00%
24 FIFTH THIRD BANCORP 5,938 26,000 0.01%
25 PEAK6 Group LLC 7,000 31,000 0.01% Put
26 SIMPLEX TRADING, LLC 8,891 39,000 0.01%
27 PEAK6 Group LLC 11,048 49,000 0.01%
28 NAVELLIER & ASSOCIATES INC 13,862 62,000 0.01%
29 CITIGROUP INC 15,024 67,000 0.02%
30 TD ASSET MANAGEMENT INC 15,300 68,000 0.02%
31 AVIVA PLC 16,221 72,000 0.02%
32 CITADEL ADVISORS LLC 17,815 79,000 0.02%
33 GUGGENHEIM CAPITAL LLC 19,493 87,000 0.02%
34 BANK OF MONTREAL /CAN/ 20,545 91,000 0.02%
35 FIRST TRUST ADVISORS LP 24,223 108,000 0.03%
36 M&T BANK CORP 25,850 115,000 0.03%
37 WESTPAC BANKING CORP 26,200 116,852 0.03%
38 Hemenway Trust Co LLC 27,503 123,000 0.03%
39 DekaBank Deutsche Girozentrale 30,700 137,000 0.03%
40 Virtu KCG Holdings LLC 33,446 149,000 0.04%
41 Gotham Asset Management, LLC 34,326 153,000 0.04%
42 CONNABLE OFFICE INC 35,429 158,000 0.04%
43 Segantii Capital Management Ltd 42,400 187,000 0.04%
44 WEDBUSH SECURITIES INC 45,122 201,000 0.05%
45 World Asset Management Inc 45,854 205,000 0.05%
46 Lingohr Asset Management GmbH 47,700 211,000 0.05%
47 Walleye Trading LLC 50,000 223,000 0.05% Call
48 Laird Norton Wetherby Wealth Management, LLC 51,686 231,000 0.06%
49 ANALYTIC INVESTORS, LLC 53,500 239,000 0.06%
50 ENVESTNET ASSET MANAGEMENT INC 54,327 242,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.