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AU Optronics Corp
AU Optronics Corp. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 101 Institutional holders with a total value of $203,428,936.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 REILLY FINANCIAL ADVISORS, LLC 2 0 0.00%
2 MANUFACTURERS LIFE INSURANCE COMPANY, THE 73 0 0.00%
3 SHELL ASSET MANAGEMENT CO 0 0 0.00%
4 THOMPSON DAVIS & CO., INC. 18 0 0.00%
5 Winslow, Evans & Crocker, Inc. 10 36 0.00%
6 LS Investment Advisors, LLC 360 1,000 0.00%
7 Weaver C. Barksdale & Associates, Inc. 268 1,000 0.00%
8 ROYAL BANK OF CANADA 200 1,000 0.00%
9 Creative Planning 256 1,000 0.00%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 857 3,000 0.00%
11 First Horizon Advisors, Inc. 942 3,000 0.00%
12 Whitnell & Co. 1,109 4,000 0.00%
13 ENTERPRISE FINANCIAL SERVICES CORP 1,080 4,000 0.00%
14 IFP ADVISORS, INC 2,319 8,000 0.00%
15 ADVISOR GROUP, INC. 2,491 8,000 0.00%
16 BARCLAYS PLC 2,260 8,000 0.00%
17 Legal & General Group Plc 3,200 11,000 0.01%
18 QUADRANT CAPITAL GROUP LLC 3,404 11,000 0.01%
19 PNC FINANCIAL SERVICES GROUP, INC. 3,087 11,000 0.01%
20 ACROSPIRE INVESTMENT MANAGEMENT LLC 4,126 15,000 0.01%
21 Perigon Wealth Management, LLC 4,016 15,000 0.01%
22 Crow Point Partners, LLC 4,098 15,000 0.01%
23 GLENMEDE TRUST CO NA 4,839 16,000 0.01%
24 Walleye Trading LLC 7,100 25,000 0.01%
25 BANK OF MONTREAL /CAN/ 9,900 36,000 0.02%
26 US BANCORP \DE\ 10,050 36,000 0.02%
27 Camelot Portfolios, LLC 10,594 38,000 0.02%
28 UBS Group AG 12,530 44,000 0.02%
29 STIFEL FINANCIAL CORP 12,389 44,000 0.02%
30 Invesco Ltd. 12,376 44,000 0.02%
31 Airain ltd 13,181 47,000 0.02%
32 FIRST COMMAND BANK 14,710 52,000 0.03%
33 FIRST COMMAND FINANCIAL SERVICES, INC. 14,710 52,000 0.03%
34 INVESTMENT CENTERS OF AMERICA INC 15,000 53,000 0.03%
35 R&F CAPITAL ADVISORS LP 16,067 57,000 0.03%
36 EAGLE ASSET MANAGEMENT INC 18,178 64,000 0.03%
37 Cornerstone Advisors, Inc. 18,094 64,000 0.03%
38 WOLVERINE TRADING LP /BD 22,100 78,000 0.04% Call
39 SHELTON CAPITAL MANAGEMENT 22,000 78,000 0.04%
40 AVIVA PLC 22,621 80,000 0.04%
41 RAYMOND JAMES & ASSOCIATES 26,569 94,000 0.05%
42 LEUTHOLD GROUP, LLC 29,124 103,000 0.05%
43 Cubist Systematic Strategies, LLC 32,823 116,000 0.06%
44 GEODE CAPITAL MANAGEMENT, LLC 33,794 119,000 0.06%
45 BANK OF AMERICA CORP /DE/ 35,867 127,000 0.06%
46 UNITED CAPITAL FINANCIAL ADVISORS, LLC 40,077 142,000 0.07%
47 MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH 40,000 144,000 0.07%
48 Laird Norton Wetherby Wealth Management, LLC 42,317 150,000 0.07%
49 CITADEL ADVISORS LLC 48,737 173,000 0.09%
50 FIRST TRUST ADVISORS LP 52,087 184,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.