| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NOMURA HOLDINGS INC | 10,000,000 | 159,808,000 | 48.88% | Call | |
| 2 | NOMURA HOLDINGS INC | 1,500,000 | 23,971,000 | 7.33% | Put | |
| 3 | NORTHERN TRUST CORP | 1,124,285 | 18,011,000 | 5.51% | ||
| 4 | FRANKLIN RESOURCES INC | 837,201 | 13,412,000 | 4.10% | ||
| 5 | CAUSEWAY CAPITAL MANAGEMENT LLC | 830,192 | 13,300,000 | 4.07% | ||
| 6 | Clearbridge Investments, LLC | 829,324 | 13,286,000 | 4.06% | ||
| 7 | JPMORGAN CHASE & CO | 767,701 | 12,299,000 | 3.76% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 729,244 | 11,682,000 | 3.57% | ||
| 9 | JANE STREET GROUP, LLC | 670,863 | 10,747,000 | 3.29% | ||
| 10 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 445,686 | 7,140,000 | 2.18% | ||
| 11 | MANAGED ACCOUNT ADVISORS LLC | 274,192 | 4,393,000 | 1.34% | ||
| 12 | GOLDMAN SACHS GROUP INC | 258,592 | 4,143,000 | 1.27% | ||
| 13 | WRIGHT INVESTORS SERVICE INC | 252,615 | 4,047,000 | 1.24% | ||
| 14 | Euclid Advisors LLC | 234,500 | 3,757,000 | 1.15% | ||
| 15 | Aperio Group, LLC | 221,686 | 3,551,000 | 1.09% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 184,970 | 2,963,000 | 0.91% | ||
| 17 | 1919 Investment Counsel, LLC | 180,830 | 2,897,000 | 0.89% | ||
| 18 | DIMENSIONAL FUND ADVISORS LP | 133,526 | 2,139,000 | 0.65% | ||
| 19 | TRUIST FINANCIAL CORP | 112,783 | 1,807,000 | 0.55% | ||
| 20 | MORGAN STANLEY | 102,814 | 1,647,000 | 0.50% | ||
| 21 | CAPSTONE ASSET MANAGEMENT CO | 102,126 | 1,636,000 | 0.50% | ||
| 22 | NATIXIS ADVISORS, LLC | 98,934 | 1,585,000 | 0.48% | ||
| 23 | COMERICA BANK | 89,920 | 1,441,000 | 0.44% | ||
| 24 | Placemark Investments, Inc. | 77,759 | 1,245,000 | 0.38% | ||
| 25 | RIVERHEAD CAPITAL MANAGEMENT LLC | 61,800 | 990,000 | 0.30% | ||
| 26 | TD ASSET MANAGEMENT INC | 28,692 | 460,000 | 0.14% | ||
| 27 | Dana Investment Advisors, Inc. | 26,084 | 418,000 | 0.13% | ||
| 28 | ALLIANCEBERNSTEIN L.P. | 23,710 | 380,000 | 0.12% | ||
| 29 | Invesco Ltd. | 23,687 | 379,000 | 0.12% | ||
| 30 | Yorktown Management & Research Co Inc | 22,000 | 352,000 | 0.11% | ||
| 31 | RHUMBLINE ADVISERS | 18,890 | 303,000 | 0.09% | ||
| 32 | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 16,461 | 264,000 | 0.08% | ||
| 33 | Rehmann Capital Advisory Group | 15,793 | 253,000 | 0.08% | ||
| 34 | ROYAL BANK OF CANADA | 14,225 | 228,000 | 0.07% | ||
| 35 | BANK OF AMERICA CORP /DE/ | 14,199 | 227,000 | 0.07% | ||
| 36 | PDT Partners, LLC | 13,700 | 219,000 | 0.07% | ||
| 37 | WELLS FARGO & COMPANY/MN | 12,765 | 205,000 | 0.06% | ||
| 38 | OFI Advisors LLC | 12,354 | 198,000 | 0.06% | ||
| 39 | ENVESTNET ASSET MANAGEMENT INC | 11,981 | 192,000 | 0.06% | ||
| 40 | WILMINGTON TRUST CO | 11,756 | 189,000 | 0.06% | ||
| 41 | CITIGROUP INC | 8,088 | 129,000 | 0.04% | ||
| 42 | AMERIPRISE FINANCIAL INC | 6,070 | 97,000 | 0.03% | ||
| 43 | PNC FINANCIAL SERVICES GROUP, INC. | 5,038 | 81,000 | 0.02% | ||
| 44 | First Eagle Investment Management, LLC | 5,000 | 80,000 | 0.02% | ||
| 45 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,997 | 80,000 | 0.02% | ||
| 46 | BlackRock Fund Advisors | 4,929 | 79,000 | 0.02% | ||
| 47 | US BANCORP \DE\ | 4,346 | 70,000 | 0.02% | ||
| 48 | NOMURA HOLDINGS INC | 4,375 | 70,000 | 0.02% | ||
| 49 | UBS AG | 1,751 | 28,000 | 0.01% | ||
| 50 | KANALY TRUST CO | 1,295 | 21,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
