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SCHWAB STRATEGIC TR
SCHWAB STRATEGIC TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 63 Institutional holders with a total value of $940,334,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Carroll Financial Associates, Inc. 23 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 IHT WEALTH MANAGEMENT, LLC 15 1,000 0.00%
4 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 73 2,000 0.00%
5 BlackRock Finance, Inc. 98 3,000 0.00%
6 MSI Financial Services Inc 76 3,000 0.00%
7 Winfield Associates, Inc. 100 3,000 0.00%
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 265 9,000 0.00%
9 SOWELL FINANCIAL SERVICES LLC 400 14,000 0.00%
10 Perigon Wealth Management, LLC 1,100 38,000 0.00%
11 US BANCORP \DE\ 1,260 43,000 0.00%
12 MORGAN STANLEY 1,858 63,000 0.01%
13 Creative Planning 2,017 69,000 0.01%
14 CITIGROUP INC 2,100 72,000 0.01%
15 ASSET DEDICATION, LLC 2,551 87,000 0.01%
16 Tower Research Capital LLC (TRC) 3,449 118,000 0.01%
17 WELLS FARGO & COMPANY/MN 5,306 181,000 0.02%
18 WESPAC Advisors, LLC 6,551 223,000 0.02%
19 BANK OF AMERICA CORP /DE/ 6,770 231,000 0.02%
20 AMERIPRISE FINANCIAL INC 7,009 239,000 0.03%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,155 244,000 0.03%
22 SOL Capital Management CO 7,205 246,000 0.03%
23 LVW Advisors, LLC 8,044 274,000 0.03%
24 LPL Financial LLC 8,201 282,000 0.03%
25 CAHILL FINANCIAL ADVISORS INC 8,292 283,000 0.03%
26 ROYAL BANK OF CANADA 9,453 322,000 0.03%
27 M&T BANK CORP 11,115 379,000 0.04%
28 ROWLAND CARMICHAEL ADVISORS INC /ADV 11,875 405,000 0.04%
29 SCOTIA CAPITAL INC. 12,442 424,000 0.05%
30 Virtu KCG Holdings LLC 13,230 451,000 0.05%
31 UBS Group AG 13,259 452,000 0.05%
32 CITADEL ADVISORS LLC 13,629 465,000 0.05%
33 PACIFIC WEALTH STRATEGIES GROUP, INC. 14,784 504,000 0.05%
34 Cambridge Advisors Inc. 15,403 525,000 0.06%
35 Roof Eidam Maycock Peralta, LLC 15,750 537,000 0.06%
36 FINANCIAL CONSULATE, INC 16,406 559,000 0.06%
37 FAS Wealth Partners, Inc. 16,638 567,000 0.06%
38 TOTAL INVESTMENT MANAGEMENT INC 18,061 616,000 0.07%
39 CABOT WEALTH MANAGEMENT INC 24,563 838,000 0.09%
40 West Coast Financial LLC 27,733 946,000 0.10%
41 HENGEHOLD CAPITAL MANAGEMENT LLC 30,264 1,032,000 0.11%
42 ADVISOR GROUP, INC. 31,839 1,085,000 0.12%
43 Cambridge Investment Research Advisors, Inc. 43,350 1,478,000 0.16%
44 VALLEY NATIONAL ADVISERS INC 45,661 1,557,000 0.17%
45 Strategic Advisors LLC 47,300 1,613,000 0.17%
46 Financial Architects, Inc 51,748 1,765,000 0.19%
47 IFP ADVISORS, INC 53,078 1,810,000 0.19%
48 ENVESTNET ASSET MANAGEMENT INC 55,739 1,900,000 0.20%
49 Mariner, LLC 57,518 1,961,000 0.21%
50 Texas Yale Capital Corp. 60,100 2,049,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.