| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GLENMEDE TRUST CO NA | 2,000 | 2,000 | 0.00% | ||
| 2 | Hanson & Doremus Investment Management | 410 | 13,000 | 0.00% | ||
| 3 | UBS AG | 17,000 | 15,000 | 0.00% | PRN | |
| 4 | BANK OF AMERICA CORP /DE/ | 20,000 | 17,000 | 0.00% | PRN | |
| 5 | Brown Advisory Securities, LLC | 25,000 | 26,000 | 0.00% | PRN | |
| 6 | Commonwealth Equity Services, Inc | 32,000 | 34,000 | 0.00% | ||
| 7 | AMERIPRISE FINANCIAL INC | 41,000 | 43,000 | 0.00% | PRN | |
| 8 | BlackRock Group LTD | 330,000 | 284,000 | 0.01% | PRN | |
| 9 | ROYAL BANK OF CANADA | 439,000 | 465,000 | 0.02% | PRN | |
| 10 | Calamos Wealth Management LLC | 661,000 | 702,000 | 0.04% | PRN | |
| 11 | CONNING INC. | 750,000 | 795,000 | 0.04% | PRN | |
| 12 | WELLINGTON MANAGEMENT GROUP LLP | 868,000 | 920,000 | 0.05% | PRN | |
| 13 | Compagnie Lombard Odier SCmA | 900,000 | 958,000 | 0.05% | PRN | |
| 14 | CREDIT AGRICOLE S A | 949,000 | 1,006,000 | 0.05% | PRN | |
| 15 | Western Asset Management Company, LLC | 1,000,000 | 1,061,000 | 0.05% | PRN | |
| 16 | Allianz Asset Management GmbH | 1,500,000 | 1,598,000 | 0.08% | PRN | |
| 17 | JPMORGAN CHASE & CO | 1,918,000 | 1,650,000 | 0.08% | PRN | |
| 18 | Horizon Kinetics LLC | 1,650,000 | 1,749,000 | 0.09% | PRN | |
| 19 | LAFFER TENGLER INVESTMENTS, INC. | 1,818,000 | 1,940,851 | 0.10% | ||
| 20 | BlackRock Finance, Inc. | 2,260,000 | 1,944,000 | 0.10% | PRN | |
| 21 | Bank of New York Mellon Corp | 2,000,000 | 2,122,000 | 0.11% | ||
| 22 | MANAGED ACCOUNT ADVISORS LLC | 2,862,000 | 2,461,000 | 0.12% | PRN | |
| 23 | GOLDMAN SACHS GROUP INC | 2,568,000 | 2,722,000 | 0.14% | PRN | |
| 24 | Invesco Ltd. | 3,000,000 | 3,180,000 | 0.16% | ||
| 25 | BlueCrest Capital Management LLP | 3,000,000 | 3,195,000 | 0.16% | PRN | |
| 26 | THRIVENT FINANCIAL FOR LUTHERANS | 3,000,000 | 3,195,000 | 0.16% | ||
| 27 | SSI INVESTMENT MANAGEMENT LLC | 3,106,000 | 3,289,000 | 0.16% | PRN | |
| 28 | BAR HARBOR TRUST SERVICES | 3,345,000 | 3,546,000 | 0.18% | PRN | |
| 29 | Cheyne Capital Management (UK) LLP | 3,500,000 | 3,697,000 | 0.18% | PRN | |
| 30 | LINDEN ADVISORS LP | 4,000,000 | 4,240,000 | 0.21% | PRN | |
| 31 | NOMURA HOLDINGS INC | 45,300 | 4,811,000 | 0.24% | Put | |
| 32 | BlackRock Institutional Trust Company, N.A. | 5,678,000 | 4,883,000 | 0.24% | PRN | |
| 33 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 4,620,000 | 4,892,000 | 0.24% | PRN | |
| 34 | CITIGROUP INC | 4,982,000 | 5,279,000 | 0.26% | PRN | |
| 35 | TENOR CAPITAL MANAGEMENT Co., L.P. | 5,000,000 | 5,315,000 | 0.27% | PRN | |
| 36 | ONTARIO TEACHERS PENSION PLAN BOARD | 5,000,000 | 5,325,000 | 0.27% | PRN | |
| 37 | CREDIT SUISSE AG/ | 7,220,000 | 6,209,000 | 0.31% | PRN | |
| 38 | MACKAY SHIELDS LLC | 6,005,000 | 6,365,000 | 0.32% | PRN | |
| 39 | BARCLAYS PLC | 9,182,000 | 7,897,000 | 0.39% | PRN | |
| 40 | LORD, ABBETT & CO. LLC | 7,637,000 | 8,133,000 | 0.41% | PRN | |
| 41 | MORGAN STANLEY | 7,899,000 | 8,353,000 | 0.42% | PRN | |
| 42 | Jefferies Group LLC | 8,843,000 | 9,374,000 | 0.47% | PRN | |
| 43 | HARTFORD INVESTMENT MANAGEMENT CO | 9,416,000 | 9,981,000 | 0.50% | PRN | |
| 44 | AVIVA PLC | 10,000,000 | 10,608,000 | 0.53% | PRN | |
| 45 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 10,400,000 | 11,024,000 | 0.55% | PRN | |
| 46 | WELLS FARGO & COMPANY/MN | 12,001,000 | 12,721,000 | 0.64% | PRN | |
| 47 | Calamos Advisors LLC | 12,677,000 | 13,455,000 | 0.67% | PRN | |
| 48 | KILLEN GROUP INC | 13,000,000 | 13,780,000 | 0.69% | PRN | |
| 49 | LAZARD ASSET MANAGEMENT LLC | 13,905,000 | 14,739,000 | 0.74% | PRN | |
| 50 | DEUTSCHE BANK AG\ | 19,606,000 | 16,860,000 | 0.84% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
