| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 53,000 | 46,000 | 56.79% | PRN | |
| 2 | CITIGROUP INC | 106,000 | 13,000 | 16.05% | PRN | |
| 3 | BANK OF AMERICA CORP /DE/ | 12,000 | 10,000 | 12.35% | PRN | |
| 4 | MORGAN STANLEY | 43,000 | 5,000 | 6.17% | PRN | |
| 5 | Commonwealth Equity Services, Inc | 39,000 | 5,000 | 6.17% | ||
| 6 | ROYAL BANK OF CANADA | 5,000 | 2,000 | 2.47% | PRN | |
| 7 | INTEGRATED WEALTH MANAGEMENT | 3,000 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
