| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST TRUST ADVISORS LP | 49,500 | 49,000 | 33.33% | ||
| 2 | UBS Group AG | 53,000 | 46,000 | 31.29% | PRN | |
| 3 | Commonwealth Equity Services, Inc | 39,000 | 39,000 | 26.53% | ||
| 4 | IFP ADVISORS, INC | 5,000 | 5,000 | 3.40% | ||
| 5 | CITIGROUP INC | 97,000 | 5,000 | 3.40% | PRN | |
| 6 | INTEGRATED WEALTH MANAGEMENT | 3,000 | 3,000 | 2.04% | ||
| 7 | ROYAL BANK OF CANADA | 6,000 | 0 | 0.00% | PRN | |
| 8 | MORGAN STANLEY | 500 | 0 | 0.00% | PRN | |
| 9 | BANK OF AMERICA CORP /DE/ | 8,000 | 0 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
