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BALLANTYNE STRONG INC
BALLANTYNE STRONG INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 36 Institutional holders with a total value of $31,363,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 2,043,458 9,604,000 30.62%
2 ROYCE & ASSOCIATES LP 1,081,210 5,082,000 16.20%
3 DIMENSIONAL FUND ADVISORS LP 977,897 4,596,000 14.65%
4 State of New Jersey Common Pension Fund D 560,000 2,632,000 8.39%
5 VANGUARD GROUP INC 409,085 1,922,000 6.13%
6 RENAISSANCE TECHNOLOGIES LLC 378,600 1,779,000 5.67%
7 NEW YORK STATE COMMON RETIREMENT FUND 220,999 1,039,000 3.31%
8 PERRITT CAPITAL MANAGEMENT INC 208,585 980,000 3.12%
9 BRIDGEWAY CAPITAL MANAGEMENT, LLC 131,020 616,000 1.96%
10 Ancora Advisors LLC 126,719 596,000 1.90%
11 AEGIS FINANCIAL CORP 85,793 403,000 1.28%
12 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 78,538 369,000 1.18%
13 GEODE CAPITAL MANAGEMENT, LLC 65,729 308,000 0.98%
14 BlackRock Institutional Trust Company, N.A. 50,093 235,000 0.75%
15 SMITH HAYES Advisers, Inc 45,710 215,000 0.69%
16 BlackRock Fund Advisors 45,122 212,000 0.68%
17 JACOBS LEVY EQUITY MANAGEMENT, INC 27,842 131,000 0.42%
18 CITADEL ADVISORS LLC 27,834 131,000 0.42%
19 NORTHERN TRUST CORP 23,122 108,000 0.34%
20 DEUTSCHE BANK AG\ 22,988 108,000 0.34%
21 Bank of New York Mellon Corp 21,324 100,000 0.32%
22 Brandywine Global Investment Management, LLC 9,860 47,000 0.15%
23 Virtu KCG Holdings LLC 10,039 47,000 0.15%
24 Nationwide Fund Advisors 3,804 18,000 0.06%
25 CITIGROUP INC 3,300 16,000 0.05%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,200 15,000 0.05%
27 WELLS FARGO & COMPANY/MN 2,500 12,000 0.04%
28 MORGAN STANLEY 2,249 11,000 0.04%
29 BlackRock Investment Management, LLC 1,928 9,000 0.03%
30 Walleye Trading LLC 2,000 9,000 0.03%
31 AMERICAN INTERNATIONAL GROUP, INC. 1,000 5,000 0.02%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 629 3,000 0.01%
33 First Personal Financial Services 500 3,000 0.01%
34 BANK OF AMERICA CORP /DE/ 200 1,000 0.00%
35 UBS Group AG 250 1,000 0.00%
36 ROYAL BANK OF CANADA 96 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.