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BALLANTYNE STRONG INC
BALLANTYNE STRONG INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 37 Institutional holders with a total value of $32,047,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 1,877,691 8,619,000 26.89%
2 ROYCE & ASSOCIATES LP 1,042,210 4,784,000 14.93%
3 DIMENSIONAL FUND ADVISORS LP 968,919 4,447,000 13.88%
4 CWA ASSET MANAGEMENT GROUP, LLC 540,702 2,482,000 7.74%
5 State of New Jersey Common Pension Fund D 510,000 2,341,000 7.30%
6 VANGUARD GROUP INC 411,615 1,890,000 5.90%
7 RENAISSANCE TECHNOLOGIES LLC 398,900 1,831,000 5.71%
8 NEW YORK STATE COMMON RETIREMENT FUND 222,872 1,023,000 3.19%
9 PERRITT CAPITAL MANAGEMENT INC 190,000 872,000 2.72%
10 BRIDGEWAY CAPITAL MANAGEMENT, LLC 134,920 619,000 1.93%
11 Ancora Advisors LLC 134,819 619,000 1.93%
12 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 78,538 360,000 1.12%
13 AEGIS FINANCIAL CORP 77,543 356,000 1.11%
14 SMITH HAYES Advisers, Inc 75,277 346,000 1.08%
15 GEODE CAPITAL MANAGEMENT, LLC 65,729 301,000 0.94%
16 BlackRock Institutional Trust Company, N.A. 48,085 221,000 0.69%
17 BlackRock Fund Advisors 39,676 182,000 0.57%
18 CITADEL ADVISORS LLC 24,485 112,000 0.35%
19 NORTHERN TRUST CORP 23,122 106,000 0.33%
20 Bank of New York Mellon Corp 21,312 98,000 0.31%
21 JACOBS LEVY EQUITY MANAGEMENT, INC 19,933 91,000 0.28%
22 COLDSTREAM CAPITAL MANAGEMENT INC 19,490 89,000 0.28%
23 Virtu KCG Holdings LLC 16,005 73,000 0.23%
24 DEUTSCHE BANK AG\ 13,301 61,000 0.19%
25 Brandywine Global Investment Management, LLC 8,460 39,000 0.12%
26 Nationwide Fund Advisors 3,804 17,000 0.05%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,200 15,000 0.05%
28 CITIGROUP INC 3,300 15,000 0.05%
29 WELLS FARGO & COMPANY/MN 2,500 11,000 0.03%
30 MORGAN STANLEY 2,249 10,000 0.03%
31 BlackRock Investment Management, LLC 1,928 9,000 0.03%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 629 3,000 0.01%
33 Tower Research Capital LLC (TRC) 370 2,000 0.01%
34 Walleye Trading LLC 200 1,000 0.00%
35 UBS Group AG 250 1,000 0.00%
36 BANK OF AMERICA CORP /DE/ 200 1,000 0.00%
37 CUTLER GROUP LLC / CA 300 0 0.00% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.