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BALLARD PWR SYS INC NEW
BALLARD PWR SYS INC NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 67 Institutional holders with a total value of $9,047,500.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tradewinds Capital Management, LLC 20 0 0.00%
2 JPMORGAN CHASE & CO 147 0 0.00%
3 Johnson Financial Group, Inc. 200 0 0.00%
4 WELLS FARGO & COMPANY/MN 353 0 0.00%
5 D.A. DAVIDSON & CO. 100 0 0.00%
6 DUNCKER STREETT & CO INC 150 0 0.00%
7 Hudock, Inc. 300 0 0.00%
8 BlackRock Finance, Inc. 75 0 0.00%
9 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 10 0 0.00%
10 ASSET PLANNING SERVICES, LTD. 100 0 0.00%
11 Carroll Financial Associates, Inc. 600 0 0.00%
12 1832 Asset Management L.P. 100 0 0.00%
13 IFP ADVISORS, INC 58 0 0.00%
14 Financial Architects, Inc 500 1,000 0.01%
15 HOWE & RUSLING INC 450 1,000 0.01%
16 TORONTO DOMINION BANK 453 1,000 0.01%
17 REILLY FINANCIAL ADVISORS, LLC 27 1,000 0.01%
18 GENEOS WEALTH MANAGEMENT INC. 1,600 2,000 0.02%
19 PNC FINANCIAL SERVICES GROUP, INC. 1,200 2,000 0.02%
20 MSI Financial Services Inc 1,540 2,000 0.02%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,428 3,000 0.03%
22 Barnett & Company, Inc. 2,600 3,000 0.03%
23 ADVISOR GROUP, INC. 3,600 4,000 0.04%
24 CUTLER GROUP LLC / CA 3,510 4,000 0.04%
25 SIMPLEX TRADING, LLC 4,626 5,000 0.06%
26 UBS Group AG 3,643 5,000 0.06%
27 WESPAC ADVISORS SOCAL, LLC 4,400 5,500 0.06%
28 BARCLAYS PLC 4,500 6,000 0.07% Put
29 GOLDMAN SACHS GROUP INC 8,000 10,000 0.11% Call
30 Creative Planning 9,344 12,000 0.13%
31 WOLVERINE ASSET MANAGEMENT LLC 10,000 12,000 0.13% Put
32 PRENTISS SMITH & CO INC 10,000 13,000 0.14%
33 US BANCORP \DE\ 11,500 15,000 0.17%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,400 16,000 0.18% Call
35 Spot Trading L.L.C 14,600 18,000 0.20% Call
36 BANK OF MONTREAL /CAN/ 30,477 38,000 0.42%
37 Investors Capital Advisory Services 33,800 42,000 0.46%
38 Virtu KCG Holdings LLC 33,450 42,000 0.46%
39 BANK OF AMERICA CORP /DE/ 34,775 44,000 0.49%
40 MORGAN STANLEY 39,357 49,000 0.54%
41 CITIGROUP INC 48,200 60,000 0.66% Put
42 WOLVERINE ASSET MANAGEMENT LLC 49,000 61,000 0.67%
43 BARCLAYS PLC 52,000 65,000 0.72% Call
44 Commonwealth Equity Services, Inc 56,168 70,000 0.77%
45 CITIGROUP INC 64,000 79,000 0.87% Call
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 68,900 86,000 0.95% Put
47 GEODE CAPITAL MANAGEMENT, LLC 69,146 86,000 0.95%
48 JANE STREET GROUP, LLC 70,697 88,000 0.97%
49 A.R.T. Advisors, LLC 71,888 89,000 0.98%
50 CONDOR CAPITAL MANAGEMENT 72,790 91,000 1.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.