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BALTIC TRADING LIMITED
BALTIC TRADING LIMITED. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 88 Institutional holders with a total value of $101,285,647.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 MILLENNIUM MANAGEMENT LLC 51,195 128,000 0.13%
52 Nationwide Fund Advisors 45,189 113,000 0.11%
53 GROUP ONE TRADING LLC 44,656 112,000 0.11%
54 GOLDMAN SACHS GROUP INC 43,510 109,000 0.11%
55 Virtu KCG Holdings LLC 37,083 93,000 0.09%
56 PRICE T ROWE ASSOCIATES INC /MD/ 33,300 84,000 0.08%
57 Walleye Trading LLC 30,943 78,000 0.08%
58 AMERICAN INTERNATIONAL GROUP, INC. 30,935 77,647 0.08%
59 TFS CAPITAL LLC 30,129 76,000 0.08%
60 AYM CAPITAL, LLC 30,000 75,000 0.07%
61 BLACKROCK ADVISORS LLC 26,661 67,000 0.07%
62 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,636 62,000 0.06%
63 CITIGROUP INC 24,292 61,000 0.06%
64 SG Americas Securities, LLC 20,551 52,000 0.05%
65 Verition Fund Management LLC 19,931 50,000 0.05%
66 Alpine Global Management, LLC 19,005 48,000 0.05%
67 SIMPLEX TRADING, LLC 17,269 43,000 0.04%
68 Spot Trading L.L.C 16,293 41,000 0.04%
69 Cubist Systematic Strategies, LLC 13,831 35,000 0.03%
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,400 31,000 0.03% Call
71 GUGGENHEIM CAPITAL LLC 10,206 26,000 0.03%
72 ProShare Advisors LLC 10,355 26,000 0.03%
73 Crosspoint Capital Strategies, LLC 8,885 22,000 0.02%
74 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,834 17,000 0.02%
75 Parallax Volatility Advisers, L.P. 6,200 16,000 0.02% Call
76 Creative Planning 6,500 16,000 0.02%
77 FIRST MANHATTAN CO. LLC. 4,550 11,000 0.01%
78 UBS Group AG 3,563 9,000 0.01%
79 Parallax Volatility Advisers, L.P. 2,600 7,000 0.01% Put
80 BARCLAYS PLC 2,802 6,000 0.01%
81 WELLS FARGO & COMPANY/MN 2,284 6,000 0.01%
82 BlackRock Finance, Inc. 1,235 3,000 0.00%
83 NEXT Financial Group, Inc 875 2,000 0.00%
84 BANK OF MONTREAL /CAN/ 238 1,000 0.00%
85 Ironwood Financial, llc 6 0 0.00%
86 MSI Financial Services Inc 5 0 0.00%
87 Parallax Volatility Advisers, L.P. 68 0 0.00%
88 Tower Research Capital LLC (TRC) 0 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.