| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROYAL BANK OF CANADA | 111,467 | 3,180,000 | 31.71% | ||
| 2 | WELLS FARGO & COMPANY/MN | 97,519 | 2,782,000 | 27.74% | ||
| 3 | Cetera Advisor Networks LLC | 90,035 | 2,573,000 | 25.66% | ||
| 4 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 31,812 | 908,000 | 9.05% | ||
| 5 | Virtu Financial LLC | 16,659 | 475,000 | 4.74% | ||
| 6 | Tower Research Capital LLC (TRC) | 2,002 | 57,000 | 0.57% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 749 | 22,000 | 0.22% | ||
| 8 | ASSETMARK, INC | 457 | 13,000 | 0.13% | ||
| 9 | AMERICAN INTERNATIONAL GROUP, INC. | 400 | 11,412 | 0.11% | ||
| 10 | UBS AG | 88 | 3,000 | 0.03% | ||
| 11 | NEW ENGLAND SECURITIES CORP /MA/ | 100 | 3,000 | 0.03% | ||
| 12 | ENVESTNET ASSET MANAGEMENT INC | 36 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.