| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROYAL BANK OF CANADA | 111,952 | 3,018,000 | 34.16% | ||
| 2 | Cetera Advisor Networks LLC | 91,030 | 2,451,000 | 27.74% | ||
| 3 | WELLS FARGO & COMPANY/MN | 90,103 | 2,429,000 | 27.49% | ||
| 4 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 21,196 | 571,000 | 6.46% | ||
| 5 | NEW ENGLAND SECURITIES CORP /MA/ | 8,935 | 241,000 | 2.73% | ||
| 6 | UBS AG | 3,098 | 84,000 | 0.95% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 705 | 19,000 | 0.22% | ||
| 8 | ASSETMARK, INC | 571 | 15,000 | 0.17% | ||
| 9 | Tower Research Capital LLC (TRC) | 242 | 7,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
