| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVISOR GROUP, INC. | 13,236 | 923,000 | 45.92% | ||
| 2 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 8,662 | 604,000 | 30.05% | ||
| 3 | Mosaic Financial Partners, Inc. | 3,511 | 245,000 | 12.19% | ||
| 4 | MORGAN STANLEY | 1,575 | 110,000 | 5.47% | ||
| 5 | UBS Group AG | 1,179 | 82,000 | 4.08% | ||
| 6 | CWM, LLC | 439 | 31,000 | 1.54% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 119 | 8,000 | 0.40% | ||
| 8 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 100 | 7,000 | 0.35% | ||
| 9 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
