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ALPS ETF TR ALERIAN MLP
ALPS ETF TR ALERIAN MLP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 29 Institutional holders with a total value of $44,752,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Curi Capital, LLC 662,450 8,267,000 18.47%
2 CYPRESS ASSET MANAGEMENT INC/TX 501,400 6,257,000 13.98%
3 CEDAR HILL ASSOCIATES, LLC 335,498 4,187,000 9.36%
4 Colonial Trust Advisors 302,525 3,776,000 8.44%
5 SUMMIT CAPITAL MANAGEMENT LLC 300,497 3,750,000 8.38%
6 ORLEANS CAPITAL MANAGEMENT CORP/LA 171,950 2,146,000 4.80%
7 DUMONT & BLAKE INVESTMENT ADVISORS LLC 157,048 1,960,000 4.38%
8 J.P. Morgan Private Wealth Advisors LLC 155,508 1,941,000 4.34%
9 Cranberry Lake Advisors LLC 150,000 1,872,000 4.18%
10 InterOcean Capital, LLC 147,885 1,846,000 4.12%
11 PATTEN & PATTEN INC/TN 133,522 1,666,000 3.72%
12 JMG Financial Group, Ltd. 85,305 1,065,000 2.38%
13 Patriot Wealth Management, Inc. 60,323 753,000 1.68%
14 BOSTON RESEARCH & MANAGEMENT INC 58,462 729,000 1.63%
15 MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 45,601 569,000 1.27%
16 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 37,870 473,000 1.06%
17 CHICKASAW CAPITAL MANAGEMENT LLC 35,346 441,000 0.99%
18 1834 INVESTMENT ADVISORS CO 34,918 436,000 0.97%
19 Adams Asset Advisors, LLC 34,725 433,000 0.97%
20 Geneva Advisors, LLC 33,063 413,000 0.92%
21 Advisors Capital Management, LLC 26,437 330,000 0.74%
22 Financial Sense Advisors, Inc. 23,000 287,000 0.64%
23 Veritable, L.P. 17,385 217,000 0.48%
24 WEIK CAPITAL MANAGEMENT 16,800 210,000 0.47%
25 KCM INVESTMENT ADVISORS LLC 16,178 202,000 0.45%
26 Bollard Group LLC 14,400 180,000 0.40%
27 Regis Management CO LLC 12,900 161,000 0.36%
28 BERNZOTT CAPITAL ADVISORS 10,460 131,000 0.29%
29 Crosspoint Capital Strategies, LLC 4,316 54,000 0.12%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.