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ALPS ETF TR ALERIAN MLP
ALPS ETF TR ALERIAN MLP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 28 Institutional holders with a total value of $120,943,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CHICKASAW CAPITAL MANAGEMENT LLC 2,680,620 32,301,000 26.71%
2 VAUGHAN DAVID INVESTMENTS LLC/IL 1,140,550 13,744,000 11.36%
3 Advisors Capital Management, LLC 824,150 9,931,000 8.21%
4 Veritable, L.P. 746,241 8,992,000 7.43%
5 InterOcean Capital, LLC 610,121 7,352,000 6.08%
6 CYPRESS ASSET MANAGEMENT INC/TX 599,550 7,225,000 5.97%
7 CEDAR HILL ASSOCIATES, LLC 589,005 7,098,000 5.87%
8 KINGS POINT CAPITAL MANAGEMENT 478,003 5,760,000 4.76%
9 Leisure Capital Management 440,389 5,307,000 4.39%
10 THRESHOLD GROUP LLC 321,237 3,871,000 3.20%
11 HOLLENCREST CAPITAL MANAGEMENT 307,038 3,700,000 3.06%
12 PATTEN & PATTEN INC/TN 233,865 2,818,000 2.33%
13 J.P. Morgan Private Wealth Advisors LLC 155,008 1,868,000 1.54%
14 ORLEANS CAPITAL MANAGEMENT CORP/LA 151,800 1,829,000 1.51%
15 Colonial Trust Advisors 151,655 1,827,000 1.51%
16 Cranberry Lake Advisors LLC 150,000 1,807,000 1.49%
17 DUMONT & BLAKE INVESTMENT ADVISORS LLC 107,585 1,296,000 1.07%
18 Waldron Private Wealth LLC 68,913 830,000 0.69%
19 Geneva Advisors, LLC 64,912 782,000 0.65%
20 Adams Asset Advisors, LLC 48,375 582,000 0.48%
21 MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 38,037 458,000 0.38%
22 BOSTON RESEARCH & MANAGEMENT INC 37,804 455,000 0.38%
23 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 32,885 396,000 0.33%
24 WEIK CAPITAL MANAGEMENT 16,850 203,000 0.17%
25 JMG Financial Group, Ltd. 15,119 182,000 0.15%
26 Azimuth Capital Management LLC 15,000 181,000 0.15%
27 KCM INVESTMENT ADVISORS LLC 11,807 142,000 0.12%
28 Bollard Group LLC 500 6,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.