Dark
Light
System
Security
ALPS ETF TR ALERIAN MLP
ALPS ETF TR ALERIAN MLP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 31 Institutional holders with a total value of $137,907,005.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Bollard Group LLC 500 6,000 0.00%
2 Caprock Group, LLC 10,500 133,000 0.10%
3 ROTHSCHILD INVESTMENT LLC /IL 12,900 164,000 0.12%
4 Curi Capital, LLC 12,963 165,000 0.12%
5 Azimuth Capital Management LLC 15,000 191,000 0.14%
6 Cognios Capital, LLC 17,197 218,000 0.16%
7 BALTIMORE CAPITAL MANAGEMENT, INC 19,403 247,000 0.18%
8 Barry Investment Advisors, LLC 27,766 353,000 0.26%
9 Evercore Wealth Management, LLC 30,450 387,000 0.28%
10 HOLLENCREST CAPITAL MANAGEMENT 32,622 414,000 0.30%
11 OARSMAN CAPITAL, INC. 33,322 424,000 0.31%
12 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 39,612 503,000 0.36%
13 LCNB CORP 41,680 530,000 0.38%
14 BOSTON RESEARCH & MANAGEMENT INC 44,517 565,000 0.41%
15 MOLONEY SECURITIES ASSET MANAGEMENT, LLC 66,436 844,000 0.61%
16 Geneva Advisors, LLC 69,780 887,000 0.64%
17 Adams Asset Advisors, LLC 73,805 938,000 0.68%
18 Waldron Private Wealth LLC 83,100 1,055,000 0.77%
19 DUMONT & BLAKE INVESTMENT ADVISORS LLC 102,570 1,304,000 0.95%
20 Colonial Trust Advisors 110,700 1,355,000 0.98%
21 WEIK CAPITAL MANAGEMENT 114,925 1,461,000 1.06%
22 ADELL HARRIMAN & CARPENTER INC 115,500 1,468,005 1.06%
23 ORLEANS CAPITAL MANAGEMENT CORP/LA 158,900 2,020,000 1.46%
24 KINGS POINT CAPITAL MANAGEMENT 295,008 3,750,000 2.72%
25 CEDAR HILL ASSOCIATES, LLC 374,788 4,764,000 3.45%
26 LOEB PARTNERS CORP 536,300 6,816,000 4.94%
27 PATTEN & PATTEN INC/TN 576,875 7,332,000 5.32%
28 Veritable, L.P. 972,324 12,358,000 8.96%
29 VAUGHAN DAVID INVESTMENTS LLC/IL 1,148,038 14,592,000 10.58%
30 InterOcean Capital, LLC 1,154,744 14,677,000 10.64%
31 J.P. Morgan Private Wealth Advisors LLC 4,562,220 57,986,000 42.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.