| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ICON ADVISERS INC/CO | 526,089 | 5,224,000 | 27.43% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 373,053 | 3,704,000 | 19.45% | ||
| 3 | WELLS FARGO & COMPANY/MN | 244,292 | 2,426,000 | 12.74% | ||
| 4 | BESSEMER GROUP INC | 184,070 | 1,828,000 | 9.60% | ||
| 5 | UBS Group AG | 160,355 | 1,592,000 | 8.36% | ||
| 6 | RELATIVE VALUE PARTNERS GROUP, LLC | 123,054 | 1,222,000 | 6.42% | ||
| 7 | Commonwealth Equity Services, Inc | 91,312 | 907,000 | 4.76% | ||
| 8 | MORGAN STANLEY | 85,685 | 851,000 | 4.47% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 49,881 | 495,000 | 2.60% | ||
| 10 | D.A. DAVIDSON & CO. | 39,000 | 387,000 | 2.03% | ||
| 11 | ROYAL BANK OF CANADA | 17,700 | 176,000 | 0.92% | ||
| 12 | PATHSTONE FAMILY OFFICE, LLC | 7,250 | 72,000 | 0.38% | ||
| 13 | ADVISOR GROUP, INC. | 4,882 | 48,000 | 0.25% | ||
| 14 | IFP ADVISORS, INC | 4,000 | 40,000 | 0.21% | ||
| 15 | BANK OF MONTREAL /CAN/ | 2,272 | 23,000 | 0.12% | ||
| 16 | Edge Wealth Management LLC | 2,000 | 20,000 | 0.11% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,400 | 14,000 | 0.07% | ||
| 18 | V WEALTH MANAGEMENT,LLC | 1,500 | 14,000 | 0.07% | ||
| 19 | BRONFMAN E.L. ROTHSCHILD, L.P. | 243 | 2,000 | 0.01% | PRN | |
| 20 | CITIGROUP INC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
