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BLACKROCK CAP INVT CORP
BLACKROCK CAP INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 129 Institutional holders with a total value of $147,304,159.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JNBA Financial Advisors 244 2,000 0.00%
2 SIGNATUREFD, LLC 244 2,000 0.00%
3 Carroll Financial Associates, Inc. 400 3,000 0.00%
4 CUTLER GROUP LLC / CA 2,200 3,000 0.00% Put
5 WHITTIER TRUST CO 400 3,000 0.00%
6 THOMPSON DAVIS & CO., INC. 500 4,000 0.00%
7 NEXT Financial Group, Inc 617 5,000 0.00%
8 SIMPLEX TRADING, LLC 793 6,000 0.00%
9 PENSERRA CAPITAL MANAGEMENT LLC 1,050 8,000 0.01%
10 Barrett Asset Management, LLC 1,000 8,000 0.01%
11 HUNTINGTON NATIONAL BANK 1,000 8,000 0.01%
12 CWM, LLC 1,081 9,000 0.01%
13 FIFTH THIRD BANCORP 1,149 10,000 0.01%
14 KRILOGY FINANCIAL LLC 1,500 12,000 0.01%
15 JACOBI CAPITAL MANAGEMENT LLC 1,909 16,000 0.01%
16 Advisory Services Network, LLC 2,074 17,000 0.01%
17 MSI Financial Services Inc 2,671 22,000 0.01%
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,311 27,000 0.02%
19 SIT INVESTMENT ASSOCIATES INC 4,350 36,000 0.02%
20 PRELUDE CAPITAL MANAGEMENT, LLC 4,400 36,000 0.02%
21 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 4,850 40,000 0.03%
22 WFG Advisors, LP 5,500 46,000 0.03%
23 Tower Research Capital LLC (TRC) 5,897 49,000 0.03%
24 Global X Management CO LLC 5,927 49,000 0.03%
25 CUTLER GROUP LLC / CA 7,006 58,000 0.04%
26 JPMORGAN CHASE & CO 7,079 59,000 0.04%
27 US BANCORP \DE\ 7,915 66,000 0.04%
28 JOHNSON INVESTMENT COUNSEL INC 10,233 84,000 0.06%
29 FOX RUN MANAGEMENT, L.L.C. 10,300 85,000 0.06%
30 QS Investors, LLC 10,700 89,000 0.06%
31 NORTHERN TRUST CORP 10,810 90,000 0.06%
32 Magnetar Financial LLC 11,007 91,000 0.06%
33 CITADEL ADVISORS LLC 11,095 92,000 0.06%
34 Princeton Alpha Management LP 11,955 99,000 0.07%
35 Trexquant Investment LP 12,139 101,000 0.07%
36 WOLVERINE TRADING LP /BD 12,354 102,000 0.07%
37 MACKENZIE FINANCIAL CORP 12,394 103,000 0.07%
38 Affiance Financial, LLC 13,742 114,000 0.08%
39 Private Advisor Group, LLC 14,083 115,000 0.08%
40 HBK INVESTMENTS L P 16,500 137,000 0.09%
41 SHELTON CAPITAL MANAGEMENT 20,000 139,000 0.09%
42 SHEAFF BROCK INVESTMENT ADVISORS, LLC 17,430 144,000 0.10%
43 Creative Planning 18,613 154,000 0.10%
44 First Heartland Consultants, Inc. 18,737 155,000 0.11%
45 PORTLAND INVESTMENT COUNSEL INC. 19,000 157,000 0.11% SH
46 TFS CAPITAL LLC 19,277 160,000 0.11%
47 WOLVERINE TRADING LP /BD 20,400 169,000 0.11% Put
48 Cetera Advisor Networks LLC 22,385 185,000 0.13%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,800 189,000 0.13% Put
50 GAM Holding AG 23,889 198,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.