| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 753,301 | 8,655,000 | 23.53% | ||
| 2 | Invesco Ltd. | 541,474 | 6,222,000 | 16.92% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 379,461 | 4,359,000 | 11.85% | ||
| 4 | Karpus Management, Inc. | 264,930 | 3,044,000 | 8.28% | ||
| 5 | COHEN & STEERS CAPITAL MANAGEMENT INC | 125,512 | 1,442,000 | 3.92% | ||
| 6 | COHEN & STEERS, INC. | 125,512 | 1,442,000 | 3.92% | ||
| 7 | UBS Group AG | 121,908 | 1,401,000 | 3.81% | ||
| 8 | BANK OF MONTREAL /CAN/ | 121,500 | 1,396,000 | 3.80% | ||
| 9 | Tradewinds Capital Management, LLC | 96,018 | 1,103,000 | 3.00% | ||
| 10 | MORGAN STANLEY | 77,683 | 892,000 | 2.43% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 71,912 | 826,000 | 2.25% | ||
| 12 | WELLS FARGO & COMPANY/MN | 66,474 | 764,000 | 2.08% | ||
| 13 | ROYAL BANK OF CANADA | 50,400 | 579,000 | 1.57% | ||
| 14 | Advisors Asset Management, Inc. | 46,428 | 533,000 | 1.45% | ||
| 15 | Liberty Street Advisors, Inc. | 45,322 | 521,000 | 1.42% | ||
| 16 | GOLDMAN SACHS GROUP INC | 39,180 | 450,000 | 1.22% | ||
| 17 | FIRST TRUST ADVISORS LP | 37,835 | 435,000 | 1.18% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 36,565 | 420,000 | 1.14% | ||
| 19 | Nuveen Asset Management, LLC | 36,581 | 420,000 | 1.14% | ||
| 20 | AQR ARBITRAGE LLC | 32,856 | 378,000 | 1.03% | ||
| 21 | VAN ECK ASSOCIATES CORP | 17,356 | 199,000 | 0.54% | ||
| 22 | MONETARY MANAGEMENT GROUP INC | 17,169 | 197,000 | 0.54% | ||
| 23 | OPPENHEIMER & CO INC | 15,640 | 180,000 | 0.49% | ||
| 24 | BENJAMIN F. EDWARDS & COMPANY, INC. | 14,936 | 172,000 | 0.47% | ||
| 25 | AMERICAN INTERNATIONAL GROUP, INC. | 13,750 | 157,988 | 0.43% | ||
| 26 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,285 | 141,000 | 0.38% | ||
| 27 | COMERICA BANK | 11,200 | 129,000 | 0.35% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 10,715 | 123,000 | 0.33% | ||
| 29 | LPL Financial LLC | 10,378 | 120,000 | 0.33% | ||
| 30 | Highlander Capital Management, LLC | 2,000 | 23,000 | 0.06% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 1,861 | 21,000 | 0.06% | ||
| 32 | FIFTH THIRD BANCORP | 1,500 | 17,000 | 0.05% | ||
| 33 | Formidable Asset Management, LLC | 965 | 11,000 | 0.03% | ||
| 34 | Creative Planning | 500 | 6,000 | 0.02% | ||
| 35 | CITIGROUP INC | 75 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
