| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 740,136 | 7,993,000 | 23.35% | ||
| 2 | Invesco Ltd. | 556,290 | 6,008,000 | 17.55% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 371,368 | 4,011,000 | 11.72% | ||
| 4 | Karpus Management, Inc. | 268,880 | 2,904,000 | 8.48% | ||
| 5 | COHEN & STEERS, INC. | 139,493 | 1,507,000 | 4.40% | ||
| 6 | BANK OF MONTREAL /CAN/ | 121,500 | 1,312,000 | 3.83% | ||
| 7 | Advisors Asset Management, Inc. | 110,553 | 1,194,000 | 3.49% | ||
| 8 | UBS Group AG | 99,763 | 1,077,000 | 3.15% | ||
| 9 | Tradewinds Capital Management, LLC | 97,887 | 1,057,000 | 3.09% | ||
| 10 | MORGAN STANLEY | 91,957 | 993,000 | 2.90% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 72,828 | 787,000 | 2.30% | ||
| 12 | WELLS FARGO & COMPANY/MN | 65,262 | 705,000 | 2.06% | ||
| 13 | Liberty Street Advisors, Inc. | 60,708 | 656,000 | 1.92% | ||
| 14 | ROYAL BANK OF CANADA | 46,400 | 501,000 | 1.46% | ||
| 15 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 40,169 | 434,000 | 1.27% | ||
| 16 | FIRST TRUST ADVISORS LP | 37,671 | 407,000 | 1.19% | ||
| 17 | Nuveen Asset Management, LLC | 36,581 | 395,000 | 1.15% | ||
| 18 | AQR ARBITRAGE LLC | 32,275 | 349,000 | 1.02% | ||
| 19 | COMERICA BANK | 29,400 | 318,000 | 0.93% | ||
| 20 | WOLVERINE ASSET MANAGEMENT LLC | 24,357 | 263,000 | 0.77% | ||
| 21 | VAN ECK ASSOCIATES CORP | 19,800 | 214,000 | 0.63% | ||
| 22 | MONETARY MANAGEMENT GROUP INC | 17,169 | 185,000 | 0.54% | ||
| 23 | OPPENHEIMER & CO INC | 15,640 | 169,000 | 0.49% | ||
| 24 | BENJAMIN F. EDWARDS & COMPANY, INC. | 14,404 | 156,000 | 0.46% | ||
| 25 | AMERICAN INTERNATIONAL GROUP, INC. | 13,250 | 143,100 | 0.42% | ||
| 26 | Virtu KCG Holdings LLC | 13,154 | 142,000 | 0.41% | ||
| 27 | BANK OF AMERICA CORP /DE/ | 12,538 | 135,000 | 0.39% | ||
| 28 | LPL Financial LLC | 11,796 | 127,000 | 0.37% | ||
| 29 | Highlander Capital Management, LLC | 2,000 | 22,000 | 0.06% | ||
| 30 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,862 | 20,000 | 0.06% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 1,890 | 20,000 | 0.06% | ||
| 32 | FIFTH THIRD BANCORP | 1,500 | 16,000 | 0.05% | ||
| 33 | Formidable Asset Management, LLC | 965 | 10,000 | 0.03% | ||
| 34 | CITIGROUP INC | 696 | 8,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
