| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 2,168,457 | 19,299,000 | 15.30% | ||
| 2 | MORGAN STANLEY | 1,999,139 | 17,792,000 | 14.10% | ||
| 3 | 1607 Capital Partners, LLC | 1,569,056 | 13,965,000 | 11.07% | ||
| 4 | Invesco Ltd. | 1,439,207 | 12,809,000 | 10.15% | ||
| 5 | CORNERSTONE ADVISORS INC | 1,149,857 | 10,234,000 | 8.11% | ||
| 6 | NEWGATE CAPITAL MANAGEMENT LLC | 1,030,908 | 9,175,000 | 7.27% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 592,482 | 5,273,000 | 4.18% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 467,793 | 4,164,000 | 3.30% | ||
| 9 | WELLS FARGO & COMPANY/MN | 401,674 | 3,575,000 | 2.83% | ||
| 10 | ROYAL BANK OF CANADA | 391,231 | 3,482,000 | 2.76% | ||
| 11 | COHEN & STEERS, INC. | 310,151 | 2,760,000 | 2.19% | ||
| 12 | UBS AG | 305,559 | 2,719,000 | 2.16% | ||
| 13 | LAZARD ASSET MANAGEMENT LLC | 287,038 | 2,554,000 | 2.02% | ||
| 14 | AQR CAPITAL MANAGEMENT LLC | 258,220 | 2,298,000 | 1.82% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 228,198 | 2,031,000 | 1.61% | ||
| 16 | DOLIVER ADVISORS, LP | 187,980 | 1,673,000 | 1.33% | ||
| 17 | MARATHON CAPITAL MANAGEMENT | 182,219 | 1,622,000 | 1.29% | ||
| 18 | GEODE CAPITAL MANAGEMENT, LLC | 149,877 | 1,333,000 | 1.06% | PRN | |
| 19 | RAYMOND JAMES & ASSOCIATES | 141,117 | 1,256,000 | 1.00% | ||
| 20 | LPL Financial LLC | 132,647 | 1,181,000 | 0.94% | ||
| 21 | NEW ENGLAND SECURITIES CORP /MA/ | 84,657 | 753,000 | 0.60% | ||
| 22 | Marathon Trading Investment Management LLC | 76,000 | 676,000 | 0.54% | ||
| 23 | Raymond James Financial Services Advisors, Inc. | 65,210 | 580,000 | 0.46% | ||
| 24 | Index Management Solutions, LLC | 63,000 | 561,000 | 0.44% | ||
| 25 | AMERIPRISE FINANCIAL INC | 54,397 | 484,000 | 0.38% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 52,476 | 467,000 | 0.37% | ||
| 27 | TFS CAPITAL LLC | 44,034 | 392,000 | 0.31% | ||
| 28 | NATIONAL PLANNING CORP | 39,750 | 356,000 | 0.28% | ||
| 29 | DEUTSCHE BANK AG\ | 30,800 | 274,000 | 0.22% | ||
| 30 | Janney Montgomery Scott LLC | 28,200 | 250,980 | 0.20% | ||
| 31 | Horizon Kinetics LLC | 26,804 | 239,000 | 0.19% | ||
| 32 | DRW Securities, LLC | 23,806 | 212,000 | 0.17% | ||
| 33 | Cambridge Investment Research Advisors, Inc. | 23,839 | 212,000 | 0.17% | ||
| 34 | WEDBUSH SECURITIES INC | 21,720 | 193,000 | 0.15% | ||
| 35 | Global Endowment Management, LP | 21,000 | 187,000 | 0.15% | ||
| 36 | GOLDMAN SACHS GROUP INC | 20,227 | 180,000 | 0.14% | ||
| 37 | RAYMOND JAMES TRUST N.A. | 12,875 | 115,000 | 0.09% | ||
| 38 | Cetera Advisor Networks LLC | 12,504 | 113,000 | 0.09% | ||
| 39 | BOKF, NA | 11,000 | 98,000 | 0.08% | ||
| 40 | ALLIANCEBERNSTEIN L.P. | 11,067 | 98,000 | 0.08% | ||
| 41 | SHUFRO ROSE & CO LLC | 10,800 | 96,000 | 0.08% | ||
| 42 | Dynamic Advisor Solutions LLC | 10,000 | 89,000 | 0.07% | ||
| 43 | Orion Porfolio Solutions, LLC | 5,550 | 49,000 | 0.04% | ||
| 44 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5,000 | 45,000 | 0.04% | ||
| 45 | Cordasco Financial Network | 4,260 | 38,000 | 0.03% | ||
| 46 | D.A. DAVIDSON & CO. | 4,000 | 35,000 | 0.03% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 3,240 | 28,836 | 0.02% | ||
| 48 | Crosspoint Capital Strategies, LLC | 2,500 | 22,000 | 0.02% | ||
| 49 | Highlander Capital Management, LLC | 2,300 | 20,470 | 0.02% | ||
| 50 | Blume Capital Management, Inc. | 2,200 | 20,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
