| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,026,724 | 19,030,000 | 14.27% | ||
| 2 | 1607 Capital Partners, LLC | 1,583,423 | 14,868,000 | 11.15% | ||
| 3 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,418,826 | 13,323,000 | 9.99% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 1,293,125 | 12,142,000 | 9.10% | ||
| 5 | Invesco Ltd. | 1,247,096 | 11,710,000 | 8.78% | ||
| 6 | CORNERSTONE ADVISORS INC | 1,149,857 | 10,797,000 | 8.09% | ||
| 7 | NEWGATE CAPITAL MANAGEMENT LLC | 935,335 | 8,783,000 | 6.58% | ||
| 8 | UBS AG | 799,296 | 7,506,000 | 5.63% | ||
| 9 | ROYAL BANK OF CANADA | 436,585 | 4,099,000 | 3.07% | ||
| 10 | WELLS FARGO & COMPANY/MN | 396,255 | 3,721,000 | 2.79% | ||
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 349,433 | 3,281,000 | 2.46% | ||
| 12 | COHEN & STEERS, INC. | 310,151 | 2,912,000 | 2.18% | ||
| 13 | AQR CAPITAL MANAGEMENT LLC | 263,874 | 2,478,000 | 1.86% | ||
| 14 | TFS CAPITAL LLC | 213,189 | 2,002,000 | 1.50% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 197,833 | 1,858,000 | 1.39% | ||
| 16 | MARATHON CAPITAL MANAGEMENT | 184,641 | 1,734,000 | 1.30% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 174,456 | 1,638,000 | 1.23% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 132,993 | 1,249,000 | 0.94% | ||
| 19 | Index Management Solutions, LLC | 124,134 | 1,166,000 | 0.87% | ||
| 20 | LPL Financial LLC | 122,307 | 1,148,000 | 0.86% | ||
| 21 | NEW ENGLAND SECURITIES CORP /MA/ | 97,587 | 916,000 | 0.69% | ||
| 22 | Raymond James Financial Services Advisors, Inc. | 72,748 | 683,000 | 0.51% | ||
| 23 | DOLIVER ADVISORS, LP | 69,309 | 651,000 | 0.49% | ||
| 24 | AMERIPRISE FINANCIAL INC | 62,040 | 583,000 | 0.44% | ||
| 25 | Marathon Trading Investment Management LLC | 56,000 | 526,000 | 0.39% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 43,700 | 410,000 | 0.31% | ||
| 27 | OTA LLC | 43,599 | 409,000 | 0.31% | ||
| 28 | NATIONAL PLANNING CORP | 40,984 | 385,000 | 0.29% | ||
| 29 | Dynamic Advisor Solutions LLC | 35,000 | 329,000 | 0.25% | ||
| 30 | DEUTSCHE BANK AG\ | 30,800 | 289,000 | 0.22% | ||
| 31 | Janney Montgomery Scott LLC | 29,700 | 278,883 | 0.21% | ||
| 32 | Horizon Kinetics LLC | 26,804 | 252,000 | 0.19% | ||
| 33 | DRW Securities, LLC | 23,806 | 224,000 | 0.17% | ||
| 34 | Cambridge Investment Research Advisors, Inc. | 21,539 | 202,000 | 0.15% | ||
| 35 | Global Endowment Management, LP | 21,000 | 197,000 | 0.15% | ||
| 36 | Virtu KCG Holdings LLC | 17,177 | 161,000 | 0.12% | ||
| 37 | WEDBUSH SECURITIES INC | 16,730 | 157,000 | 0.12% | ||
| 38 | GOLDMAN SACHS GROUP INC | 15,409 | 145,000 | 0.11% | ||
| 39 | Commonwealth Equity Services, Inc | 14,783 | 139,000 | 0.10% | ||
| 40 | RAYMOND JAMES TRUST N.A. | 14,375 | 135,000 | 0.10% | ||
| 41 | BlueCrest Capital Management LLP | 14,242 | 134,000 | 0.10% | ||
| 42 | BOKF, NA | 12,500 | 117,000 | 0.09% | ||
| 43 | Cetera Advisor Networks LLC | 11,104 | 109,000 | 0.08% | ||
| 44 | SHUFRO ROSE & CO LLC | 10,800 | 101,000 | 0.08% | ||
| 45 | AMERICAN INTERNATIONAL GROUP, INC. | 8,400 | 78,876 | 0.06% | ||
| 46 | BNP PARIBAS FINANCIAL MARKETS | 8,258 | 77,543 | 0.06% | ||
| 47 | Cordasco Financial Network | 4,260 | 40,000 | 0.03% | ||
| 48 | CITIGROUP INC | 2,765 | 26,000 | 0.02% | ||
| 49 | Crosspoint Capital Strategies, LLC | 2,500 | 24,000 | 0.02% | ||
| 50 | B. Riley Wealth Advisors, Inc. | 2,482 | 23,306 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
