| 1 |
Saba Capital Management, L.P. |
677,544 |
11,315,000 |
15.46% |
|
|
| 2 |
MORGAN STANLEY |
511,954 |
8,550,000 |
11.68% |
|
|
| 3 |
UBS AG |
473,460 |
7,907,000 |
10.81% |
|
|
| 4 |
MARINER INVESTMENT GROUP LLC |
423,336 |
7,070,000 |
9.66% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
351,625 |
5,873,000 |
8.03% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
338,034 |
5,645,000 |
7.71% |
|
|
| 7 |
Invesco Ltd. |
281,903 |
4,708,000 |
6.43% |
|
|
| 8 |
NEWGATE CAPITAL MANAGEMENT LLC |
240,811 |
4,022,000 |
5.50% |
|
|
| 9 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
159,096 |
2,657,000 |
3.63% |
|
|
| 10 |
Shaker Financial Services, LLC |
150,683 |
2,516,000 |
3.44% |
|
|
| 11 |
CITIGROUP INC |
122,164 |
2,040,000 |
2.79% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
119,356 |
1,993,000 |
2.72% |
|
|
| 13 |
Greenwich Wealth Management LLC |
59,011 |
985,000 |
1.35% |
|
|
| 14 |
Relative Value Partners, LLC |
58,224 |
972,000 |
1.33% |
|
|
| 15 |
DOLIVER ADVISORS, LP |
57,874 |
966,000 |
1.32% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
54,131 |
904,000 |
1.24% |
|
|
| 17 |
Advisors Asset Management, Inc. |
52,288 |
873,000 |
1.19% |
|
|
| 18 |
WOLVERINE ASSET MANAGEMENT LLC |
45,307 |
756,000 |
1.03% |
|
|
| 19 |
WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
30,000 |
501,000 |
0.68% |
|
|
| 20 |
LPL Financial LLC |
29,305 |
489,000 |
0.67% |
|
|
| 21 |
CREDIT SUISSE AG/ |
28,500 |
476,000 |
0.65% |
|
|
| 22 |
AQR CAPITAL MANAGEMENT LLC |
24,688 |
412,000 |
0.56% |
|
|
| 23 |
Commonwealth Equity Services, Inc |
21,650 |
362,000 |
0.49% |
|
|
| 24 |
ROYAL BANK OF CANADA |
16,343 |
273,000 |
0.37% |
|
|
| 25 |
Cambridge Investment Research Advisors, Inc. |
15,871 |
265,000 |
0.36% |
|
|
| 26 |
ROBINSON CAPITAL MANAGEMENT, LLC |
15,047 |
251,000 |
0.34% |
|
|
| 27 |
Investors Capital Advisory Services |
12,375 |
206,000 |
0.28% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,090 |
85,000 |
0.12% |
|
|
| 29 |
AXA S.A. |
4,589 |
77,000 |
0.11% |
|
|
| 30 |
WFG Advisors, LP |
820 |
14,000 |
0.02% |
|
|
| 31 |
NEW ENGLAND SECURITIES CORP /MA/ |
400 |
7,000 |
0.01% |
|
|
| 32 |
D.A. DAVIDSON & CO. |
300 |
5,000 |
0.01% |
|
|
| 33 |
MUFG Americas Holdings Corp |
56 |
1,000 |
0.00% |
|
|
| 34 |
AMERICAN INTERNATIONAL GROUP, INC. |
27 |
451 |
0.00% |
|
|
