| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 1,123,477 | 16,234,000 | 24.51% | ||
| 2 | MORGAN STANLEY | 793,772 | 11,470,000 | 17.32% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 512,381 | 7,404,000 | 11.18% | ||
| 4 | MARINER INVESTMENT GROUP LLC | 354,512 | 5,123,000 | 7.74% | ||
| 5 | WELLS FARGO & COMPANY/MN | 295,856 | 4,275,000 | 6.46% | ||
| 6 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 227,481 | 3,285,000 | 4.96% | ||
| 7 | Advisors Asset Management, Inc. | 227,073 | 3,281,000 | 4.95% | ||
| 8 | CITIGROUP INC | 186,712 | 2,698,000 | 4.07% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 143,120 | 2,068,000 | 3.12% | ||
| 10 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 138,638 | 2,003,000 | 3.02% | ||
| 11 | ROBINSON CAPITAL MANAGEMENT, LLC | 80,195 | 1,159,000 | 1.75% | ||
| 12 | UBS Group AG | 70,026 | 1,012,000 | 1.53% | ||
| 13 | CREDIT SUISSE AG/ | 65,984 | 953,000 | 1.44% | ||
| 14 | Shaker Financial Services, LLC | 47,904 | 692,000 | 1.04% | ||
| 15 | Greenwich Wealth Management LLC | 43,991 | 636,000 | 0.96% | ||
| 16 | STIFEL FINANCIAL CORP | 33,789 | 488,000 | 0.74% | ||
| 17 | AQR ARBITRAGE LLC | 29,637 | 428,000 | 0.65% | ||
| 18 | Capital Investment Advisors, LLC | 24,950 | 361,000 | 0.55% | ||
| 19 | TFS CAPITAL LLC | 24,800 | 358,000 | 0.54% | ||
| 20 | SHEPHERD KAPLAN KROCHUK, LLC | 24,120 | 349,000 | 0.53% | ||
| 21 | Cambridge Investment Research Advisors, Inc. | 21,082 | 305,000 | 0.46% | ||
| 22 | DEUTSCHE BANK AG\ | 20,667 | 298,000 | 0.45% | ||
| 23 | DOLIVER ADVISORS, LP | 17,540 | 253,000 | 0.38% | ||
| 24 | RAYMOND JAMES & ASSOCIATES | 12,252 | 177,000 | 0.27% | ||
| 25 | M&T BANK CORP | 11,379 | 164,000 | 0.25% | ||
| 26 | CORNERSTONE ADVISORS INC | 10,578 | 153,000 | 0.23% | ||
| 27 | Investors Capital Advisory Services | 10,445 | 150,000 | 0.23% | ||
| 28 | ADVISOR GROUP, INC. | 7,800 | 112,000 | 0.17% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,328 | 106,000 | 0.16% | ||
| 30 | ROYAL BANK OF CANADA | 7,150 | 103,000 | 0.16% | ||
| 31 | MSI Financial Services Inc | 6,831 | 99,000 | 0.15% | ||
| 32 | IFP ADVISORS, INC | 2,000 | 29,000 | 0.04% | ||
| 33 | WOLVERINE TRADING LP /BD | 24 | 345 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
