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BLDRS INDEX FDS TR
BLDRS INDEX FDS TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 42 Institutional holders with a total value of $19,441,200.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 86,396 3,141,000 16.16%
2 Alexandria Capital, LLC 37,470 1,363,000 7.01%
3 SouthState Bank Corp 36,230 1,317,000 6.77%
4 JANE STREET GROUP, LLC 35,124 1,277,000 6.57%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,656 1,261,000 6.49%
6 Commonwealth Equity Services, Inc 33,617 1,222,000 6.29%
7 LPL Financial LLC 32,267 1,173,000 6.03%
8 Timber Hill LLC 26,492 963,000 4.95%
9 Virtu KCG Holdings LLC 25,981 945,000 4.86%
10 WELLS FARGO & COMPANY/MN 24,666 897,000 4.61%
11 GOLDMAN SACHS GROUP INC 20,940 761,000 3.91%
12 Creative Planning 14,508 528,000 2.72%
13 STERLING INVESTMENT MANAGEMENT, LLC 12,351 449,000 2.31%
14 Ancora Advisors LLC 12,014 437,000 2.25%
15 AMERICAN FINANCIAL GROUP INC 10,529 383,000 1.97%
16 AMERIPRISE FINANCIAL INC 10,050 365,000 1.88%
17 Partnervest Advisory Services LLC 9,300 338,000 1.74%
18 PRIO WEALTH LIMITED PARTNERSHIP 8,000 290,000 1.49%
19 Verition Fund Management LLC 7,547 275,000 1.41%
20 UBS AG 6,926 252,000 1.30%
21 ROYAL BANK OF CANADA 6,447 234,000 1.20%
22 Citizens Business Bank 6,128 223,000 1.15%
23 STEPHENS INC /AR/ 6,145 223,000 1.15%
24 L. Roy Papp & Associates, LLP 6,059 220,000 1.13%
25 BANK OF AMERICA CORP /DE/ 4,030 147,000 0.76%
26 Regal Investment Advisors LLC 3,958 144,000 0.74%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,515 128,000 0.66%
28 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 3,416 124,000 0.64%
29 Tower Research Capital LLC (TRC) 2,548 93,000 0.48%
30 JNBA Financial Advisors 2,403 87,000 0.45%
31 AMERICAN INTERNATIONAL GROUP, INC. 1,793 65,200 0.34%
32 Vantage Investment Advisors, LLC 684 25,000 0.13%
33 Carroll Financial Associates, Inc. 600 22,000 0.11%
34 LifePlan Financial Group, Inc 543 20,000 0.10%
35 Pinnacle Summer Investments, Inc. 400 15,000 0.08%
36 CITIGROUP INC 271 10,000 0.05%
37 THOMPSON DAVIS & CO., INC. 165 6,000 0.03%
38 MSI Financial Services Inc 178 6,000 0.03%
39 WFG Advisors, LP 144 5,000 0.03%
40 D.A. DAVIDSON & CO. 104 3,000 0.02%
41 ENVESTNET ASSET MANAGEMENT INC 81 3,000 0.02%
42 GLENMEDE TRUST CO NA 50 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.