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BLDRS INDEX FDS TR
BLDRS INDEX FDS TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 39 Institutional holders with a total value of $17,753,365.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 87,254 3,421,000 19.27%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,768 1,440,000 8.11%
3 WELLS FARGO & COMPANY/MN 35,499 1,392,000 7.84%
4 Commonwealth Equity Services, Inc 35,034 1,374,000 7.74%
5 SouthState Bank Corp 34,655 1,359,000 7.65%
6 LPL Financial LLC 27,733 1,060,000 5.97%
7 Alexandria Capital, LLC 26,976 1,058,000 5.96%
8 Timber Hill LLC 26,492 1,039,000 5.85%
9 GOLDMAN SACHS GROUP INC 23,398 917,000 5.17%
10 UBS AG 13,211 518,000 2.92%
11 STERLING INVESTMENT MANAGEMENT, LLC 12,521 491,000 2.77%
12 MSI Financial Services Inc 12,387 486,000 2.74%
13 Raymond James Financial Services Advisors, Inc. 11,354 445,000 2.51%
14 Virtu KCG Holdings LLC 9,770 383,000 2.16%
15 BANK OF AMERICA CORP /DE/ 9,121 358,000 2.02%
16 PRIO WEALTH LIMITED PARTNERSHIP 8,000 313,000 1.76%
17 Citizens Business Bank 6,059 238,000 1.34%
18 L. Roy Papp & Associates, LLP 6,030 236,000 1.33%
19 ROYAL BANK OF CANADA 5,927 232,000 1.31%
20 AMERIPRISE FINANCIAL INC 5,121 201,000 1.13%
21 Regal Investment Advisors LLC 3,433 135,000 0.76%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,997 118,000 0.66%
23 NEXT Financial Group, Inc 2,753 108,000 0.61%
24 JNBA Financial Advisors 2,233 88,000 0.50%
25 AMERICAN INTERNATIONAL GROUP, INC. 1,718 67,365 0.38%
26 Creative Planning 1,600 63,000 0.35%
27 OPTIMUM INVESTMENT ADVISORS 1,000 39,000 0.22%
28 Tower Research Capital LLC (TRC) 749 29,000 0.16%
29 US BANCORP \DE\ 707 28,000 0.16%
30 Vantage Investment Advisors, LLC 684 27,000 0.15%
31 Carroll Financial Associates, Inc. 600 23,000 0.13%
32 ENVESTNET ASSET MANAGEMENT INC 410 16,000 0.09%
33 Pinnacle Summer Investments, Inc. 400 16,000 0.09%
34 CITIGROUP INC 271 11,000 0.06%
35 Ground Swell Capital, LLC 200 8,000 0.05%
36 THOMPSON DAVIS & CO., INC. 165 6,000 0.03%
37 WFG Advisors, LP 133 5,000 0.03%
38 D.A. DAVIDSON & CO. 104 4,000 0.02%
39 GLENMEDE TRUST CO NA 50 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.