| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 573,882 | 13,963,000 | 17.67% | ||
| 2 | GOLDMAN SACHS GROUP INC | 335,202 | 8,155,000 | 10.32% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 312,421 | 7,601,000 | 9.62% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 295,435 | 7,188,000 | 9.10% | ||
| 5 | Sculptor Capital LP | 250,759 | 6,101,000 | 7.72% | ||
| 6 | MORGAN STANLEY | 246,334 | 5,993,000 | 7.58% | ||
| 7 | Gramercy Funds Management LLC | 246,262 | 5,992,000 | 7.58% | ||
| 8 | Bulldog Investors, LLP | 192,385 | 4,681,000 | 5.92% | ||
| 9 | CSS LLC/IL | 172,840 | 4,205,000 | 5.32% | ||
| 10 | SG Americas Securities, LLC | 83,240 | 2,025,000 | 2.56% | ||
| 11 | HSBC HOLDINGS PLC | 80,450 | 1,957,000 | 2.48% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 67,563 | 1,643,000 | 2.08% | PRN | |
| 13 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 49,987 | 1,219,000 | 1.54% | ||
| 14 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 37,900 | 922,000 | 1.17% | ||
| 15 | MSI Financial Services Inc | 34,672 | 844,000 | 1.07% | ||
| 16 | Ancora Advisors LLC | 32,900 | 800,000 | 1.01% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 27,876 | 678,000 | 0.86% | ||
| 18 | SENTINEL TRUST CO LBA | 27,025 | 658,000 | 0.83% | ||
| 19 | TFS CAPITAL LLC | 26,774 | 651,000 | 0.82% | ||
| 20 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 25,155 | 612,000 | 0.77% | ||
| 21 | LPL Financial LLC | 18,528 | 451,000 | 0.57% | ||
| 22 | ROYAL BANK OF CANADA | 15,760 | 383,000 | 0.48% | ||
| 23 | MARINER INVESTMENT GROUP LLC | 15,286 | 372,000 | 0.47% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 13,726 | 333,000 | 0.42% | ||
| 25 | SRH ADVISORS, LLC | 13,705 | 333,000 | 0.42% | ||
| 26 | Camelot Portfolios, LLC | 12,734 | 310,000 | 0.39% | ||
| 27 | Roundview Capital LLC | 10,374 | 252,000 | 0.32% | ||
| 28 | INVESTMENT HOUSE LLC | 9,097 | 221,000 | 0.28% | ||
| 29 | Cetera Advisor Networks LLC | 9,047 | 217,000 | 0.27% | ||
| 30 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 5,954 | 145,000 | 0.18% | ||
| 31 | WELLS FARGO & COMPANY/MN | 1,534 | 37,000 | 0.05% | ||
| 32 | UBS AG | 966 | 24,000 | 0.03% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 800 | 19,464 | 0.02% | ||
| 34 | Waverly Advisors, LLC | 602 | 15,000 | 0.02% | ||
| 35 | NEW ENGLAND SECURITIES CORP /MA/ | 300 | 7,000 | 0.01% | ||
| 36 | WFG Advisors, LP | 200 | 5,000 | 0.01% | ||
| 37 | US BANCORP \DE\ | 110 | 3,000 | 0.00% | ||
| 38 | CITIGROUP INC | 62 | 2,000 | 0.00% | ||
| 39 | WOLVERINE ASSET MANAGEMENT LLC | 100 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
