| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 648,753 | 16,647,000 | 19.22% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 363,288 | 9,322,000 | 10.76% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 338,899 | 8,696,000 | 10.04% | ||
| 4 | GOLDMAN SACHS GROUP INC | 313,316 | 8,040,000 | 9.28% | ||
| 5 | Gramercy Funds Management LLC | 286,809 | 7,359,000 | 8.50% | ||
| 6 | Sculptor Capital LP | 250,759 | 6,434,000 | 7.43% | ||
| 7 | MORGAN STANLEY | 195,466 | 5,015,000 | 5.79% | ||
| 8 | Bulldog Investors, LLP | 192,385 | 4,937,000 | 5.70% | ||
| 9 | CSS LLC/IL | 172,840 | 4,435,000 | 5.12% | ||
| 10 | SG Americas Securities, LLC | 83,240 | 2,136,000 | 2.47% | ||
| 11 | GEODE CAPITAL MANAGEMENT, LLC | 82,935 | 2,127,000 | 2.46% | PRN | |
| 12 | HSBC HOLDINGS PLC | 80,450 | 2,064,000 | 2.38% | ||
| 13 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 49,987 | 1,280,000 | 1.48% | ||
| 14 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 37,900 | 972,000 | 1.12% | ||
| 15 | MSI Financial Services Inc | 35,472 | 910,000 | 1.05% | ||
| 16 | Ancora Advisors LLC | 32,900 | 844,000 | 0.97% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 27,876 | 715,000 | 0.83% | ||
| 18 | SENTINEL TRUST CO LBA | 27,025 | 693,000 | 0.80% | ||
| 19 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 22,351 | 574,000 | 0.66% | ||
| 20 | LPL Financial LLC | 18,501 | 475,000 | 0.55% | ||
| 21 | ROYAL BANK OF CANADA | 15,760 | 404,000 | 0.47% | ||
| 22 | MARINER INVESTMENT GROUP LLC | 15,286 | 392,000 | 0.45% | ||
| 23 | Camelot Portfolios, LLC | 13,769 | 353,000 | 0.41% | ||
| 24 | SRH ADVISORS, LLC | 13,705 | 352,000 | 0.41% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 13,136 | 337,000 | 0.39% | ||
| 26 | Roundview Capital LLC | 10,374 | 266,000 | 0.31% | ||
| 27 | INVESTMENT HOUSE LLC | 9,097 | 233,000 | 0.27% | ||
| 28 | Cetera Advisor Networks LLC | 8,947 | 232,000 | 0.27% | ||
| 29 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,358 | 189,000 | 0.22% | ||
| 30 | UBS AG | 1,670 | 43,000 | 0.05% | ||
| 31 | CITIGROUP INC | 1,155 | 30,000 | 0.03% | ||
| 32 | WELLS FARGO & COMPANY/MN | 1,148 | 29,000 | 0.03% | ||
| 33 | NEXT Financial Group, Inc | 850 | 21,000 | 0.02% | ||
| 34 | AMERICAN INTERNATIONAL GROUP, INC. | 800 | 20,528 | 0.02% | ||
| 35 | BANK OF AMERICA CORP /DE/ | 600 | 15,000 | 0.02% | ||
| 36 | NEW ENGLAND SECURITIES CORP /MA/ | 300 | 8,000 | 0.01% | ||
| 37 | WFG Advisors, LP | 200 | 5,000 | 0.01% | ||
| 38 | Focused Wealth Management, Inc | 137 | 4,000 | 0.00% | ||
| 39 | US BANCORP \DE\ | 110 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
