| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 159,303 | 6,546,000 | 9.21% | ||
| 2 | Newtyn Management, LLC | 155,300 | 6,381,000 | 8.97% | Put | |
| 3 | MORGAN STANLEY | 147,316 | 6,053,000 | 8.51% | ||
| 4 | DEUTSCHE BANK AG\ | 123,630 | 5,078,000 | 7.14% | ||
| 5 | RENAISSANCE TECHNOLOGIES LLC | 120,300 | 4,943,000 | 6.95% | ||
| 6 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 104,800 | 4,306,000 | 6.06% | Put | |
| 7 | BOWEN HANES & CO INC | 93,000 | 3,821,000 | 5.37% | ||
| 8 | AMG National Trust Bank | 63,965 | 2,628,000 | 3.70% | ||
| 9 | Hutchin Hill Capital, LP | 60,000 | 2,465,000 | 3.47% | Put | |
| 10 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 50,800 | 2,087,000 | 2.94% | ||
| 11 | Brandywine Global Investment Management, LLC | 50,000 | 2,055,000 | 2.89% | ||
| 12 | UBS Group AG | 44,457 | 1,827,000 | 2.57% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 36,760 | 1,511,000 | 2.13% | ||
| 14 | WELLS FARGO & COMPANY/MN | 35,822 | 1,472,000 | 2.07% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 29,200 | 1,200,000 | 1.69% | Call | |
| 16 | Perigon Wealth Management, LLC | 27,970 | 1,149,000 | 1.62% | ||
| 17 | LPL Financial LLC | 19,432 | 849,000 | 1.19% | ||
| 18 | Commonwealth Equity Services, Inc | 20,375 | 837,000 | 1.18% | ||
| 19 | Bank of New York Mellon Corp | 18,995 | 780,000 | 1.10% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,921 | 736,000 | 1.04% | ||
| 21 | REZNY WEALTH MANAGEMENT, INC. | 17,902 | 735,000 | 1.03% | ||
| 22 | Creative Planning | 16,105 | 662,000 | 0.93% | ||
| 23 | Bell Bank | 16,024 | 658,000 | 0.93% | ||
| 24 | Old West Investment Management, LLC | 14,600 | 599,000 | 0.84% | ||
| 25 | Raymond James Financial Services Advisors, Inc. | 13,290 | 546,000 | 0.77% | ||
| 26 | INVESTMENT CENTERS OF AMERICA INC | 13,078 | 534,000 | 0.75% | ||
| 27 | BARCLAYS PLC | 12,600 | 517,000 | 0.73% | Put | |
| 28 | STIFEL FINANCIAL CORP | 12,311 | 505,000 | 0.71% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 11,874 | 487,000 | 0.68% | ||
| 30 | Texas Yale Capital Corp. | 11,640 | 478,000 | 0.67% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 10,183 | 418,000 | 0.59% | ||
| 32 | US BANCORP \DE\ | 10,050 | 413,000 | 0.58% | ||
| 33 | Verition Fund Management LLC | 10,000 | 411,000 | 0.58% | Put | |
| 34 | GOLDMAN SACHS GROUP INC | 10,000 | 411,000 | 0.58% | Put | |
| 35 | GSA CAPITAL PARTNERS LLP | 9,900 | 407,000 | 0.57% | ||
| 36 | Virtu KCG Holdings LLC | 8,043 | 330,000 | 0.46% | ||
| 37 | Shoker Investment Counsel, Inc. | 7,990 | 328,000 | 0.46% | ||
| 38 | GOLDMAN SACHS GROUP INC | 7,906 | 325,000 | 0.46% | ||
| 39 | JANE STREET GROUP, LLC | 7,591 | 312,000 | 0.44% | ||
| 40 | Sigma Planning Corp | 7,171 | 295,000 | 0.41% | ||
| 41 | CREDIT SUISSE AG/ | 7,087 | 292,000 | 0.41% | ||
| 42 | First Allied Advisory Services, Inc. | 6,727 | 277,000 | 0.39% | ||
| 43 | Cetera Advisor Networks LLC | 6,444 | 262,000 | 0.37% | ||
| 44 | CoreCommodity Management, LLC | 5,798 | 238,000 | 0.33% | ||
| 45 | CULLEN/FROST BANKERS, INC. | 5,405 | 222,000 | 0.31% | ||
| 46 | BESSEMER GROUP INC | 5,333 | 219,000 | 0.31% | ||
| 47 | FRANKLIN RESOURCES INC | 5,300 | 218,000 | 0.31% | ||
| 48 | CITADEL ADVISORS LLC | 5,281 | 217,000 | 0.31% | ||
| 49 | Concorde Asset Management, LLC | 5,250 | 216,000 | 0.30% | ||
| 50 | ROYAL BANK OF CANADA | 5,061 | 208,000 | 0.29% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
