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Carnival PLC
Carnival PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 116 Institutional holders with a total value of $244,618,964.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 200 0 0.00% Call
2 MSI Financial Services Inc 9 0 0.00%
3 D.A. DAVIDSON & CO. 21 1,000 0.00%
4 HOWE & RUSLING INC 47 2,000 0.00%
5 Advisory Services Network, LLC 39 2,000 0.00%
6 First Horizon Advisors, Inc. 63 2,000 0.00%
7 Winfield Associates, Inc. 55 3,000 0.00%
8 BRONFMAN E.L. ROTHSCHILD, L.P. 59 3,000 0.00%
9 NewSquare Capital LLC 52 3,000 0.00%
10 LS Investment Advisors, LLC 90 4,000 0.00%
11 GLENMEDE TRUST CO NA 103 5,000 0.00%
12 Tower Research Capital LLC (TRC) 112 5,000 0.00%
13 Creative Planning 151 7,000 0.00%
14 JPMORGAN CHASE & CO 173 8,000 0.00%
15 IFP ADVISORS, INC 155 8,000 0.00%
16 Perigon Wealth Management, LLC 234 11,000 0.00%
17 ENTERPRISE FINANCIAL SERVICES CORP 248 12,000 0.00%
18 ZIONS BANCORPORATION 267 13,000 0.01%
19 BESSEMER GROUP INC 294 14,000 0.01%
20 Walleye Trading LLC 329 16,000 0.01%
21 SIMPLEX TRADING, LLC 331 16,000 0.01%
22 CITIZENS FINANCIAL GROUP INC/DE 358 17,000 0.01%
23 VALLEY NATIONAL ADVISERS INC 442 22,000 0.01%
24 PNC FINANCIAL SERVICES GROUP, INC. 473 23,000 0.01%
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 550 27,000 0.01%
26 JNBA Financial Advisors 601 29,000 0.01%
27 SIGNATUREFD, LLC 601 29,000 0.01%
28 ASSETMARK, INC 924 45,000 0.02%
29 BLACKROCK ADVISORS LLC 1,105 54,000 0.02%
30 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,092 54,000 0.02%
31 Smithfield Trust Co 1,108 54,000 0.02%
32 Bartlett & Co. LLC 1,205 59,000 0.02%
33 Quantbot Technologies LP 1,579 77,000 0.03%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,657 81,000 0.03%
35 KANALY TRUST CO 1,705 84,000 0.03%
36 RIVERHEAD CAPITAL MANAGEMENT LLC 1,900 93,000 0.04%
37 ADVISOR GROUP, INC. 2,140 105,000 0.04%
38 Legal & General Group Plc 2,201 108,000 0.04%
39 J.SAFRA ASSET MANAGEMENT CORP 2,262 111,000 0.05%
40 CITIGROUP INC 2,296 113,000 0.05%
41 MORGAN STANLEY 2,601 128,000 0.05%
42 HUNTINGTON NATIONAL BANK 3,103 152,000 0.06%
43 FIRST NEW YORK SECURITIES LLC /NY 3,300 161,964 0.07%
44 ROCKEFELLER FINANCIAL SERVICES INC 3,836 188,000 0.08%
45 OPERA TRADING CAPITAL 4,377 214,000 0.09%
46 Cubist Systematic Strategies, LLC 4,676 229,000 0.09%
47 Calvert Investment Management, Inc. 5,107 251,000 0.10%
48 BREMER TRUST NATIONAL ASSOCIATION 5,172 254,000 0.10%
49 HBK INVESTMENTS L P 5,300 260,000 0.11%
50 OLD NATIONAL BANCORP /IN/ 5,350 263,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.