| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 41,351,000 | 41,136,000 | 19.46% | PRN | |
| 2 | MACKAY SHIELDS LLC | 29,763,000 | 29,635,000 | 14.02% | PRN | |
| 3 | PRUDENTIAL PLC | 29,878,000 | 29,617,000 | 14.01% | ||
| 4 | OSTERWEIS CAPITAL MANAGEMENT INC | 22,949,000 | 22,748,000 | 10.76% | PRN | |
| 5 | SHENKMAN CAPITAL MANAGEMENT INC | 16,520,000 | 16,458,000 | 7.79% | PRN | |
| 6 | STEELHEAD PARTNERS LLC | 15,409,000 | 15,342,000 | 7.26% | PRN | |
| 7 | OAKTREE CAPITAL MANAGEMENT LP | 14,250,000 | 14,197,000 | 6.72% | PRN | |
| 8 | Allianz Asset Management GmbH | 8,765,000 | 8,735,000 | 4.13% | PRN | |
| 9 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 6,030,000 | 5,977,000 | 2.83% | ||
| 10 | D. E. Shaw & Co., Inc. | 5,545,000 | 5,533,000 | 2.62% | PRN | |
| 11 | SSI INVESTMENT MANAGEMENT LLC | 4,250,000 | 4,212,000 | 1.99% | PRN | |
| 12 | Bank of New York Mellon Corp | 3,555,000 | 3,545,000 | 1.68% | ||
| 13 | SONORA INVESTMENT MANAGEMENT, LLC | 2,250,000 | 2,233,182 | 1.06% | ||
| 14 | WELLS FARGO & COMPANY/MN | 1,703,000 | 1,688,000 | 0.80% | PRN | |
| 15 | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | 1,500,000 | 1,487,000 | 0.70% | PRN | |
| 16 | WELLINGTON MANAGEMENT GROUP LLP | 1,331,000 | 1,319,000 | 0.62% | PRN | |
| 17 | CANNELL CAPITAL LLC | 1,000,000 | 991,000 | 0.47% | PRN | |
| 18 | KORNITZER CAPITAL MANAGEMENT INC /KS | 1,000,000 | 991,000 | 0.47% | PRN | |
| 19 | PROSPECTOR PARTNERS LLC | 980,000 | 971,000 | 0.46% | PRN | |
| 20 | CREDIT SUISSE AG/ | 775,000 | 768,000 | 0.36% | PRN | |
| 21 | BLAIR WILLIAM & CO/IL | 685,000 | 679,000 | 0.32% | ||
| 22 | Man Investments (CH) AG | 600,000 | 598,000 | 0.28% | PRN | |
| 23 | BAR HARBOR TRUST SERVICES | 465,000 | 461,000 | 0.22% | PRN | |
| 24 | MORGAN STANLEY | 426,000 | 421,000 | 0.20% | PRN | |
| 25 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 4,000 | 397,000 | 0.19% | ||
| 26 | BlackRock Finance, Inc. | 270,000 | 268,000 | 0.13% | PRN | |
| 27 | Cutler Capital Management, LLC | 215,000 | 213,000 | 0.10% | PRN | |
| 28 | CHILTON CAPITAL MANAGEMENT LLC | 200,000 | 198,000 | 0.09% | PRN | |
| 29 | GOLDMAN SACHS GROUP INC | 143,000 | 142,000 | 0.07% | PRN | |
| 30 | SEI INVESTMENTS CO | 117,000 | 116,000 | 0.05% | ||
| 31 | ADVENT CAPITAL MANAGEMENT /DE/ | 113,000 | 98,000 | 0.05% | PRN | |
| 32 | OPPENHEIMER ASSET MANAGEMENT INC. | 58,000 | 57,000 | 0.03% | ||
| 33 | BANK OF AMERICA CORP /DE/ | 29,000 | 29,000 | 0.01% | PRN | |
| 34 | Brown Advisory Securities, LLC | 22,000 | 22,000 | 0.01% | PRN | |
| 35 | M&T BANK CORP | 22,000 | 22,000 | 0.01% | PRN | |
| 36 | Commonwealth Equity Services, Inc | 17,000 | 17,000 | 0.01% | ||
| 37 | AMERIPRISE FINANCIAL INC | 12,000 | 12,000 | 0.01% | PRN | |
| 38 | ROYAL BANK OF CANADA | 7,000 | 7,000 | 0.00% | PRN | |
| 39 | Creative Planning | 4,000 | 4,000 | 0.00% | PRN | |
| 40 | UBS Group AG | 3,000 | 3,000 | 0.00% | PRN | |
| 41 | MASCOMA WEALTH MANAGEMENT LLC | 2,000 | 2,000 | 0.00% | ||
| 42 | North Star Investment Management Corp. | 1,000 | 1,000 | 0.00% | ||
| 43 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 2,000 | 1,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
