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CHINA LIFE INS CO LTD SPON ADR REP H
CHINA LIFE INS CO LTD SPON ADR REP H. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 119 Institutional holders with a total value of $232,915,097.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Archford Capital Strategies, LLC 42 0 0.00%
2 QUADRANT CAPITAL GROUP LLC 115 1,000 0.00%
3 CUTLER GROUP LLC / CA 17,200 2,000 0.00% Put
4 Cornerstone Advisors, Inc. 211 3,000 0.00%
5 Elite Wealth Management, Inc. 317 4,000 0.00%
6 MSI Financial Services Inc 279 4,000 0.00%
7 NAVELLIER & ASSOCIATES INC 336 4,000 0.00%
8 Winfield Associates, Inc. 400 5,000 0.00%
9 BESSEMER GROUP INC 386 5,000 0.00%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 433 6,000 0.00%
11 HUNTINGTON NATIONAL BANK 478 6,000 0.00%
12 WHITTIER TRUST CO OF NEVADA INC 500 7,000 0.00%
13 PRELUDE CAPITAL MANAGEMENT, LLC 500 7,000 0.00%
14 BRAVE ASSET MANAGEMENT INC 600 8,000 0.00%
15 ENTERPRISE FINANCIAL SERVICES CORP 633 8,000 0.00%
16 LS Investment Advisors, LLC 720 9,000 0.00%
17 BRONFMAN E.L. ROTHSCHILD, L.P. 715 9,000 0.00%
18 GOLDMAN SACHS GROUP INC 800 10,000 0.00% Call
19 Tower Research Capital LLC (TRC) 810 11,000 0.00%
20 Whitnell & Co. 845 11,000 0.00%
21 Creative Planning 923 12,000 0.01%
22 Perigon Wealth Management, LLC 913 12,000 0.01%
23 IFP ADVISORS, INC 931 12,000 0.01%
24 CUTLER GROUP LLC / CA 1,101 14,000 0.01%
25 JPMORGAN CHASE & CO 1,296 17,000 0.01%
26 PNC FINANCIAL SERVICES GROUP, INC. 1,743 23,000 0.01%
27 INTEGRATED WEALTH MANAGEMENT 2,205 29,000 0.01%
28 Compagnie Lombard Odier SCmA 2,400 31,000 0.01%
29 Lombard Odier Transatlantic Ltd 2,400 31,000 0.01%
30 ASSETMARK, INC 2,700 35,000 0.02%
31 ADVISOR GROUP, INC. 2,892 39,000 0.02%
32 GLENMEDE TRUST CO NA 3,308 42,000 0.02%
33 CUTLER GROUP LLC / CA 27,200 47,000 0.02% Call
34 Walleye Trading LLC 4,500 59,000 0.03% Call
35 SIGNATUREFD, LLC 5,641 74,000 0.03%
36 JNBA Financial Advisors 5,641 74,000 0.03%
37 US BANCORP \DE\ 7,562 99,000 0.04%
38 SIT INVESTMENT ASSOCIATES INC 7,700 101,000 0.04%
39 FIRST NEW YORK SECURITIES LLC /NY 8,500 111,180 0.05%
40 BARCLAYS PLC 9,600 126,000 0.05% Call
41 NEXT Financial Group, Inc 9,985 131,000 0.06%
42 JANE STREET GROUP, LLC 10,100 132,000 0.06% Call
43 Rehmann Capital Advisory Group 10,757 141,000 0.06%
44 DRIEHAUS CAPITAL MANAGEMENT LLC 12,043 158,000 0.07%
45 Bellecapital International Ltd. 12,250 160,000 0.07%
46 Vontobel Swiss Wealth Advisors AG 13,200 173,000 0.07%
47 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 13,801 181,000 0.08%
48 Advisors Asset Management, Inc. 14,870 194,000 0.08%
49 CIBC BANK USA 15,356 201,000 0.09%
50 M&T BANK CORP 15,459 202,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.